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Portfolio (Quarterly) Guide ↗

Steward Partners Investment Advisory, LLC

· CIK 0001723397
13F Portfolio $19.6B AUM 4,416 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 1778 Added 1092 Reduced 217 Exited
Page 177 of 221  ·  4,416 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3521 DMO WESTERN ASSET MTG DEFINED OP Financial Services 1,000.0 $11K $10.75 +3.5%
3522 CION CION INVT CORP Financial Services 1,562.0 $11K $6.84 -3.5%
3523 XBOC INNOVATOR ETFS TRUST 324.0 $11K $32.89 +6.8%
3524 USAU U S GOLD CORP Basic Materials 700.0 $11K $15.19 -3.0%
3525 RHI ROBERT HALF INC. Industrials 417.0 $11K -193.0 -31.6% $25.42 +1.0%
3526 GDRX GOODRX HLDGS INC Healthcare 5,406.0 $11K +2K +58.7% $1.96 +28.6%
3527 EPHE ISHARES TR 426.0 $11K -74.0 -14.8% $24.83 -1.2%
3528 URNJ SPROTT FDS TR 361.0 $11K $29.29 -10.4%
3529 ARI APOLLO COML REAL ESTATE FIN Real Estate 1,000.0 $11K -9K -90.4% $10.56 +2.5%
3530 BUFP PGIM ROCK ETF TR 355.0 $11K NEW $29.72 +6.9%
3531 XONE BONDBLOXX ETF TRUST 213.0 $11K $49.52 -0.3%
3532 GMO ETF TRUST 291.0 $11K NEW $36.23
3533 FDHY FIDELITY COVINGTON TRUST 217.0 $11K $48.54 +1.1%
3534 IDLV INVESCO EXCH TRADED FD TR II 306.0 $11K +3.0 +1.0% $34.41 +3.3%
3535 UPST UPSTART HLDGS INC Financial Services 409.0 $10K -610.0 -59.9% $25.65 +9.5%
3536 LKOR FLEXSHARES TR 251.0 $10K $41.69 -1.3%
3537 LILAK LIBERTY LATIN AMERICA LTD Communication Services 1,185.0 $10K +35.0 +3.0% $8.82 -11.9%
3538 IPAR INTERPARFUMS INC Consumer Defensive 115.0 $10K -220.0 -65.7% $90.84 -4.8%
3539 QVAL EA SERIES TRUST 200.0 $10K $52.14 +3.5%
3540 HOME FED BANCORP INC LA NEW 600.0 $10K $17.30
Page 177 of 221  ·  4,416 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.9%
Financial Services 20.2%
Communication Services 12.0%
Consumer Cyclical 9.4%
Healthcare 7.8%
Industrials 7.5%
Energy 5.2%
Consumer Defensive 4.9%
Utilities 2.7%
Basic Materials 1.2%