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Portfolio (Quarterly) Guide ↗

SeaCrest Wealth Management, LLC

· CIK 0001728121
13F Portfolio $935M AUM 635 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 51 New 164 Added 303 Reduced 48 Exited
Page 7 of 9  ·  164 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 NLR VANECK ETF TRUST 3,193.0 $425K 0.04% +363.0 +12.8% $133.19 -0.5%
122 ARMP ARMATA PHARMACEUTICALS INC Healthcare 41,524.0 $425K 0.04% +536.0 +1.3% $10.24 -22.2%
123 CLX CLOROX CO DEL Consumer Defensive 3,939.0 $408K 0.04% +101.0 +2.6% $103.63 -6.3%
124 BDYN BLACKROCK ETF TRUST 16,502.0 $401K 0.04% +817.0 +5.2% $24.31 +13.4%
125 PNC PNC FINL SVCS GROUP INC Financial Services 1,903.0 $396K 0.04% +58.0 +3.1% $208.12 +6.1%
126 IUSB ISHARES TR 8,329.0 $385K 0.04% +4K +74.3% $46.19 -0.3%
127 TGT TARGET CORP Consumer Defensive 3,163.0 $383K 0.04% +538.0 +20.5% $121.22 +5.9%
128 FNDF SCHWAB STRATEGIC TR 7,791.0 $381K 0.04% +3K +67.5% $48.93 +10.5%
129 PAVE GLOBAL X FDS 7,481.0 $380K 0.04% +346.0 +4.8% $50.81 +11.6%
130 CME CME GROUP INC Financial Services 1,266.0 $374K 0.04% +25.0 +2.0% $295.35 -5.5%
131 BEPC BROOKFIELD RENEWABLE CORP Utilities 9,320.0 $371K 0.04% +81.0 +0.9% $39.83 -1.7%
132 KMB KIMBERLY-CLARK CORP Consumer Defensive 3,845.0 $371K 0.04% +64.0 +1.7% $96.46 +3.9%
133 PRU PRUDENTIAL FINL INC Financial Services 3,707.0 $362K 0.04% +305.0 +9.0% $97.69 +3.9%
134 HIG HARTFORD INSURANCE GROUP INC Financial Services 2,663.0 $360K 0.04% +128.0 +5.0% $135.23 -2.6%
135 MCHP MICROCHIP TECHNOLOGY INC. Technology 5,517.0 $356K 0.04% +30.0 +0.6% $64.61 +49.9%
136 CNQ CANADIAN NAT RES LTD MED TER Energy 7,033.0 $343K 0.04% +203.0 +3.0% $48.73 -6.1%
137 ROK ROCKWELL AUTOMATION INC Industrials 918.0 $329K 0.04% +50.0 +5.8% $358.72 +27.1%
138 ADPV SERIES PORTFOLIOS TR 7,799.0 $329K 0.04% +1K +19.9% $42.17 +9.6%
139 ALL ALLSTATE CORP Financial Services 1,576.0 $327K 0.04% +66.0 +4.4% $207.39 +0.7%
140 ENB ENBRIDGE INC Energy 6,032.0 $327K 0.04% +1K +29.5% $54.14 +3.7%
Page 7 of 9  ·  164 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.7%
Communication Services 16.4%
Financial Services 16.3%
Healthcare 7.4%
Industrials 6.9%
Consumer Cyclical 5.9%
Energy 5.2%
Consumer Defensive 4.4%
Utilities 2.8%
Basic Materials 1.2%