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Portfolio (Quarterly) Guide ↗

SeaCrest Wealth Management, LLC

· CIK 0001728121
13F Portfolio $935M AUM 635 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 51 New 164 Added 303 Reduced 48 Exited
Page 12 of 16  ·  303 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 FTCS FIRST TR EXCHANGE-TRADED FD 3,610.0 $335K 0.04% -76.0 -2.1% $92.76 +1.2%
222 RITM RITHM CAPITAL CORP Real Estate 35,100.0 $333K 0.04% -12K -25.4% $9.48 -1.9%
223 KGC KINROSS GOLD CORP Basic Materials 10,840.0 $331K 0.04% -2K -15.6% $30.52 -5.1%
224 CRDO CREDO TECHNOLOGY GROUP HOLDI Technology 3,507.0 $329K 0.04% -675.0 -16.1% $93.87 +132.9%
225 DGX QUEST DIAGNOSTICS INC Healthcare 1,668.0 $327K 0.04% -76.0 -4.4% $195.97 -0.6%
226 AVAV AEROVIRONMENT INC Industrials 1,769.0 $324K 0.04% -688.0 -28.0% $183.05 -2.7%
227 UNP UNION PAC CORP Industrials 1,327.0 $322K 0.03% -66.0 -4.7% $242.57 +14.6%
228 VNT VONTIER CORPORATION Technology 9,037.0 $321K 0.03% -915.0 -9.2% $35.47 -17.1%
229 O REALTY INCOME CORP Real Estate 5,083.0 $311K 0.03% -124.0 -2.4% $61.18 +2.1%
230 BCSF BAIN CAP SPECIALTY FIN INC Financial Services 24,650.0 $306K 0.03% -4K -13.2% $12.40 +7.8%
231 GLO CLOUGH GLOBAL OPPORTUNITIES Financial Services 54,145.0 $302K 0.03% -2K -4.2% $5.57 +5.9%
232 VCSH VANGUARD SCOTTSDALE FDS 3,770.0 $299K 0.03% -549.0 -12.7% $79.28 -0.3%
233 NUVEEN REAL ASSET INCOME & G 24,229.0 $298K 0.03% -1K -4.3% $12.30
234 VPU VANGUARD WORLD FD 1,498.0 $297K 0.03% -39.0 -2.5% $198.09 -1.2%
235 BLUEROCK PVT REAL ESTATE FD 17,699.0 $294K 0.03% -197.0 -1.1% $16.61
236 NEM NEWMONT CORP Basic Materials 2,675.0 $290K 0.03% -18.0 -0.7% $108.26 -0.4%
237 FMB FIRST TR EXCH TRADED FD III 5,711.0 $289K 0.03% -200.0 -3.4% $50.66 +0.6%
238 MRSH MARSH & MCLENNAN COS INC Financial Services 1,652.0 $287K 0.03% -21.0 -1.3% $173.45 -7.6%
239 GM GENERAL MTRS CO Consumer Cyclical 3,843.0 $286K 0.03% -160.0 -4.0% $74.51 +13.4%
240 PLD PROLOGIS INC. Real Estate 2,124.0 $281K 0.03% -62.0 -2.8% $132.18 +10.9%
Page 12 of 16  ·  303 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.7%
Communication Services 16.4%
Financial Services 16.3%
Healthcare 7.4%
Industrials 6.9%
Consumer Cyclical 5.9%
Energy 5.2%
Consumer Defensive 4.4%
Utilities 2.8%
Basic Materials 1.2%