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Portfolio (Quarterly) Guide ↗

SeaCrest Wealth Management, LLC

· CIK 0001728121
13F Portfolio $903M AUM 550 positions Filed Jul 9, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 49 New 152 Added 280 Reduced 134 Exited
Page 24 of 28  ·  550 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
461 ARM ARM HOLDINGS PLC Technology 713.0 $253K 0.03% NEW $354.57 -28.6%
462 RIV RIVERNORTH OPPORTUNITIES FD Financial Services 21,593.0 $252K 0.03% +840.0 +4.0% $11.66 -6.0%
463 TQQQ PROSHARES TR 3,080.0 $250K 0.03% NEW $81.01 -10.5%
464 FBND FIDELITY MERRIMACK STR TR 5,438.0 $247K 0.03% $45.49 -1.3%
465 MSI MOTOROLA SOLUTIONS INC Technology 593.0 $246K 0.03% -44.0 -6.9% $415.29 +13.1%
466 YUM YUM BRANDS INC Consumer Cyclical 1,537.0 $246K 0.03% -334.0 -17.9% $159.87 -9.4%
467 AWK AMERICAN WTR WKS CO INC NEW Utilities 1,867.0 $246K 0.03% -398.0 -17.6% $131.60 +3.6%
468 DSL DOUBLELINE INCOME SOLUTIONS Financial Services 22,175.0 $245K 0.03% +6K +36.8% $11.06 -3.3%
469 NOC NORTHROP GRUMMAN CORP Industrials 479.0 $244K 0.03% -181.0 -27.4% $509.31 +15.7%
470 DGX QUEST DIAGNOSTICS INC Healthcare 1,150.0 $244K 0.03% -518.0 -31.1% $211.98 +11.5%
471 PJT PJT PARTNERS INC Financial Services 1,611.0 $243K 0.03% -400.0 -19.9% $150.94 +12.4%
472 MCHP MICROCHIP TECHNOLOGY INC. Technology 2,666.0 $243K 0.03% -3K -51.7% $91.21 -14.3%
473 IWO ISHARES TR 617.0 $243K 0.03% NEW $393.70 -1.4%
474 DSU BLACKROCK DEBT STRATEGIES FD Financial Services 24,582.0 $238K 0.03% +864.0 +3.6% $9.70 -2.9%
475 THRO BLACKROCK ETF TRUST 5,502.0 $237K 0.03% -250.0 -4.3% $43.11 +2.0%
476 EXC EXELON CORP Utilities 5,058.0 $236K 0.03% -126.0 -2.4% $46.62 -2.8%
477 BDX BECTON DICKINSON & CO Healthcare 1,547.0 $234K 0.03% +121.0 +8.5% $151.35 +19.4%
478 DOV DOVER CORP Industrials 1,043.0 $234K 0.03% -6.0 -0.6% $224.28 -9.5%
479 EZM WISDOMTREE TR 3,085.0 $234K 0.03% $75.78 +1.1%
480 SNY SANOFI SA Healthcare 5,475.0 $234K 0.03% +308.0 +6.0% $42.66 +5.4%
Page 24 of 28  ·  550 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 38.8%
Communication Services 18.2%
Financial Services 14.6%
Healthcare 6.7%
Industrials 5.7%
Consumer Cyclical 5.7%
Consumer Defensive 3.4%
Energy 3.2%
Utilities 2.1%
Real Estate 0.9%