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Portfolio (Quarterly) Guide ↗

SeaCrest Wealth Management, LLC

· CIK 0001728121
13F Portfolio $903M AUM 550 positions Filed Jul 9, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 49 New 152 Added 280 Reduced 134 Exited
Page 28 of 28  ·  550 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
541 PFN PIMCO INCOME STRATEGY FD II Financial Services 23,864.0 $170K 0.02% -409.0 -1.7% $7.13 -1.5%
542 RIG TRANSOCEAN LTD Energy 33,963.0 $166K 0.02% +6K +20.4% $4.89 +20.1%
543 HYT BLACKROCK CORPOR HI YLD FD I Financial Services 19,133.0 $164K 0.02% NEW $8.56 -2.6%
544 CLF CLEVELAND-CLIFFS INC NEW Basic Materials 14,765.0 $139K 0.01% -450.0 -3.0% $9.39 +26.8%
545 BBDC BARINGS BDC INC Financial Services 15,438.0 $132K 0.01% $8.52 +11.6%
546 GSBD GOLDMAN SACHS BDC INC Financial Services 11,900.0 $113K 0.01% -3K -21.9% $9.48 +3.3%
547 DC DAKOTA GOLD CORP Basic Materials 25,050.0 $107K 0.01% +13K +105.3% $4.26 +38.6%
548 CFFN CAPITOL FED FINL INC Financial Services 11,000.0 $94K 0.01% $8.51 +1.4%
549 NIO NIO INC Consumer Cyclical 10,368.0 $52K 0.01% $5.06 -11.4%
550 GT BIOPHARMA INC 50,100.0 $25K 0.00% $0.49
Page 28 of 28  ·  550 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 38.8%
Communication Services 18.2%
Financial Services 14.6%
Healthcare 6.7%
Industrials 5.7%
Consumer Cyclical 5.7%
Consumer Defensive 3.4%
Energy 3.2%
Utilities 2.1%
Real Estate 0.9%