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Portfolio (Quarterly) Guide ↗

Kovack Advisors, Inc.

· CIK 0001728321
13F Portfolio $2.1B AUM 1,070 positions Filed Jul 29, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 153 New 389 Added 399 Reduced 94 Exited
Page 10 of 20  ·  389 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 DJAN FIRST TR EXCHNG TRADED FD VI 21,585.0 $982K 0.05% +1K +5.3% $45.51 +1.9%
182 ARCC ARES CAPITAL CORP Financial Services 51,803.0 $961K 0.05% +34K +186.1% $18.54 +7.5%
183 WTAI WISDOMTREE TR 20,597.0 $957K 0.05% +13K +154.9% $46.46 -12.6%
184 HTGC HERCULES CAPITAL INC Financial Services 60,238.0 $950K 0.05% +5K +10.0% $15.77 +11.5%
185 TLT ISHARES TR 11,007.0 $942K 0.04% +2K +19.2% $85.56 -2.4%
186 SMMD ISHARES TR 10,148.0 $930K 0.04% +185.0 +1.9% $91.64 -0.0%
187 BKR BAKER HUGHES COMPANY Energy 16,769.0 $929K 0.04% +115.0 +0.7% $55.38 +11.6%
188 POWL POWELL INDS INC Industrials 3,318.0 $925K 0.04% +3K +506.6% $278.73 -31.8%
189 OEF ISHARES TR 2,521.0 $923K 0.04% +218.0 +9.5% $366.16 +3.3%
190 AEP AMERICAN ELEC PWR CO INC Utilities 6,777.0 $921K 0.04% +746.0 +12.4% $135.88 -9.7%
191 MDY STATE STR SPDR S&P MIDCAP 40 Financial Services 1,311.0 $918K 0.04% +44.0 +3.5% $700.15 -0.9%
192 VBR VANGUARD INDEX FDS 3,762.0 $914K 0.04% +273.0 +7.8% $242.84 +2.2%
193 CEG CONSTELLATION ENERGY CORP Utilities 3,708.0 $902K 0.04% +695.0 +23.1% $243.13 +14.5%
194 GOF GUGGENHEIM STRATEGIC OPPORTU Financial Services 81,351.0 $888K 0.04% +9K +12.2% $10.92 -11.8%
195 FDX FEDEX CORP Industrials 2,816.0 $884K 0.04% +59.0 +2.1% $313.80 +6.3%
196 ARKK ARK ETF TR 10,703.0 $874K 0.04% +121.0 +1.1% $81.66 +5.8%
197 CRS CARPENTER TECHNOLOGY CORP Industrials 1,419.0 $872K 0.04% +894.0 +170.3% $614.69 -20.9%
198 MAGS LISTED FDS TR 13,137.0 $865K 0.04% +5K +54.0% $65.84 +2.7%
199 GNL GLOBAL NET LEASE INC Real Estate 95,693.0 $855K 0.04% +10K +11.9% $8.93 +3.6%
200 IGA VOYA GLBL ADV & PREM OPP FD Financial Services 86,692.0 $854K 0.04% +6K +8.1% $9.85 +7.0%
Page 10 of 20  ·  389 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 40.3%
Financial Services 22.4%
Consumer Cyclical 8.6%
Industrials 5.9%
Healthcare 5.7%
Communication Services 4.6%
Energy 3.6%
Consumer Defensive 3.2%
Basic Materials 2.2%
Utilities 1.9%