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Portfolio (Quarterly) Guide ↗

Kovack Advisors, Inc.

· CIK 0001728321
13F Portfolio $1.9B AUM 1,011 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 113 New 369 Added 427 Reduced 115 Exited
Page 5 of 19  ·  369 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 USMV ISHARES TR 22,228.0 $2.1M 0.11% +10K +86.5% $92.71 +2.4%
82 IEFA ISHARES TR 22,077.0 $2.0M 0.11% +862.0 +4.1% $91.59 +4.7%
83 DUK DUKE ENERGY CORP NEW Utilities 15,410.0 $2.0M 0.11% +7K +73.9% $130.92 -6.8%
84 STX SEAGATE TECHNOLOGY HLDNGS PL Technology 4,622.0 $2.0M 0.11% +339.0 +7.9% $435.89 +80.0%
85 BAX BAXTER INTL INC Healthcare 119,684.0 $2.0M 0.11% +7K +6.0% $16.80 +4.2%
86 HOOD ROBINHOOD MKTS INC Financial Services 28,499.0 $2.0M 0.11% +3K +10.2% $70.28 +9.5%
87 EQWL INVESCO EXCHANGE TRADED FD T 17,138.0 $2.0M 0.11% +2K +11.0% $115.44 +7.5%
88 VCSH VANGUARD SCOTTSDALE FDS 24,750.0 $2.0M 0.10% +678.0 +2.8% $79.05 -0.3%
89 LMBS FIRST TR EXCHANGE-TRADED FD 39,251.0 $2.0M 0.10% +9K +30.4% $49.82 -0.2%
90 BSV VANGUARD BD INDEX FDS 24,840.0 $1.9M 0.10% +134.0 +0.5% $78.18 -0.5%
91 FPE FIRST TR EXCH TRADED FD III 107,938.0 $1.9M 0.10% +1K +1.0% $17.82 +1.2%
92 ANNALY CAPITAL MANAGEMENT IN 89,383.0 $1.9M 0.10% +2K +2.3% $21.14
93 DOW DOW HLDGS INC Basic Materials 44,066.0 $1.8M 0.10% +35K +382.0% $41.30 -7.6%
94 QCOM QUALCOMM INC Technology 14,146.0 $1.8M 0.10% +121.0 +0.9% $127.67 +63.3%
95 UUP INVESCO DB US DLR INDEX TR Financial Services 63,342.0 $1.8M 0.09% +35K +123.7% $27.76 -0.3%
96 IEMG ISHARES INC 24,985.0 $1.7M 0.09% +4K +19.8% $70.00 +14.4%
97 VWO VANGUARD INTL EQUITY INDEX F 32,160.0 $1.7M 0.09% +5K +18.4% $54.16 +8.3%
98 HFSI HARTFORD FDS EXCHANGE TRADED 49,369.0 $1.7M 0.09% +2K +4.4% $34.78 +0.6%
99 CRNC CERENCE INC Technology 253,386.0 $1.7M 0.09% +105K +70.8% $6.77 +41.5%
100 LMT LOCKHEED MARTIN CORP Industrials 2,791.0 $1.7M 0.09% +191.0 +7.3% $613.72 -16.2%
Page 5 of 19  ·  369 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.7%
Consumer Cyclical 10.2%
Communication Services 6.8%
Industrials 6.6%
Healthcare 6.1%
Energy 6.1%
Consumer Defensive 3.6%
Utilities 2.1%
Real Estate 1.9%