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Portfolio (Quarterly) Guide ↗

Kovack Advisors, Inc.

· CIK 0001728321
13F Portfolio $2.1B AUM 1,070 positions Filed Jul 29, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 153 New 389 Added 399 Reduced 94 Exited
Page 8 of 8  ·  153 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 OWL BLUE OWL CAPITAL INC Financial Services 16,841.0 $146K 0.01% NEW $8.64 +35.7%
142 BLUE OWL CAPITAL CORPORATION 12,686.0 $137K 0.01% NEW $10.82
143 BTZ BLACKROCK CR ALLOCATION Financial Services 13,348.0 $136K 0.01% NEW $10.22 -0.8%
144 MSC INCOME FUND INC 11,432.0 $134K 0.01% NEW $11.73
145 NIO NIO INC Consumer Cyclical 22,180.0 $110K 0.01% NEW $4.98 -10.5%
146 RCAT RED CAT HLDGS INC Technology 10,450.0 $110K 0.01% NEW $10.55 -12.8%
147 ERC ALLSPRING MULTI SECTOR INCOM Financial Services 10,411.0 $96K 0.01% NEW $9.19 +1.4%
148 PHK PIMCO HIGH INCOME FD Financial Services 16,511.0 $77K 0.00% NEW $4.66 -2.7%
149 MMT ABERDEEN MULTI-MARKET INCOME Financial Services 16,363.0 $72K 0.00% NEW $4.40 +0.1%
150 ASG LIBERTY ALL-STAR GROWTH FD I Financial Services 11,222.0 $61K 0.00% NEW $5.47 -4.5%
151 SOLUNA HOLDINGS INC 30,000.0 $38K 0.00% NEW $1.26
152 60 DEGREES PHARMACEUTICALS I 15,000.0 $26K 0.00% NEW $1.76
153 BIOMX INC 17,200.0 $6K NEW $0.35
Page 8 of 8  ·  153 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 40.3%
Financial Services 22.4%
Consumer Cyclical 8.6%
Industrials 5.9%
Healthcare 5.7%
Communication Services 4.6%
Energy 3.6%
Consumer Defensive 3.2%
Basic Materials 2.2%
Utilities 1.9%