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Portfolio (Quarterly) Guide ↗

Kovack Advisors, Inc.

· CIK 0001728321
13F Portfolio $2.1B AUM 1,070 positions Filed Jul 29, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 153 New 389 Added 399 Reduced 94 Exited
Page 16 of 20  ·  399 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
301 IWP ISHARES TR 2,487.0 $362K 0.02% -593.0 -19.2% $145.59 -2.0%
302 GIS GENERAL MILLS INC Consumer Defensive 9,386.0 $352K 0.02% -157.0 -1.6% $37.51 +7.2%
303 KR KROGER CO Consumer Defensive 6,253.0 $351K 0.02% -2K -24.4% $56.09 +4.4%
304 AES AES CORP Utilities 23,656.0 $347K 0.02% -6K -21.1% $14.66 +0.5%
305 BABA ALIBABA GROUP HLDG LTD Consumer Cyclical 3,513.0 $341K 0.02% -848.0 -19.4% $97.06 +23.6%
306 PSA PUBLIC STORAGE Real Estate 1,055.0 $341K 0.02% -468.0 -30.7% $322.86 -1.5%
307 NVS NOVARTIS AG Healthcare 2,160.0 $334K 0.02% -25.0 -1.1% $154.77 +2.0%
308 LHX L3HARRIS TECHNOLOGIES INC Industrials 1,126.0 $328K 0.02% -917.0 -44.9% $291.54 -10.0%
309 EVT EATON VANCE TAX ADVT DIV INC Financial Services 11,783.0 $327K 0.02% -5K -31.2% $27.79 +4.5%
310 PYPL PAYPAL HLDGS INC Financial Services 7,450.0 $327K 0.02% -107K -93.5% $43.85 +41.2%
311 TFC TRUIST FINL CORP Financial Services 6,401.0 $325K 0.02% -247.0 -3.7% $50.71 +0.1%
312 STIP ISHARES TR 3,198.0 $325K 0.02% -3K -51.8% $101.49 -0.5%
313 PCG PG&E CORP Utilities 19,151.0 $322K 0.01% -3K -15.2% $16.82 +8.6%
314 WELLS FARGO & CO 276.0 $321K 0.01% -15.0 -5.2% $1164.00
315 SRLN SSGA ACTIVE ETF TR 7,932.0 $318K 0.01% -100.0 -1.2% $40.05 +1.7%
316 B BARRICK MNG CORP Basic Materials 8,642.0 $316K 0.01% -734.0 -7.8% $36.51 +30.1%
317 CGBL CAPITAL GROUP CORE BALANCED 8,287.0 $313K 0.01% -1K -13.5% $37.75 +1.4%
318 NLR VANECK ETF TRUST 2,671.0 $307K 0.01% -267.0 -9.1% $114.91 +7.7%
319 TBUX T ROWE PRICE EXCHANGE-TRADED 6,146.0 $306K 0.01% -5K -42.7% $49.79 -0.0%
320 SCHW SCHWAB CHARLES CORP Financial Services 3,222.0 $305K 0.01% -507.0 -13.6% $94.57 +16.1%
Page 16 of 20  ·  399 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 40.3%
Financial Services 22.4%
Consumer Cyclical 8.6%
Industrials 5.9%
Healthcare 5.7%
Communication Services 4.6%
Energy 3.6%
Consumer Defensive 3.2%
Basic Materials 2.2%
Utilities 1.9%