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Portfolio (Quarterly) Guide ↗

Kovack Advisors, Inc.

· CIK 0001728321
13F Portfolio $2.1B AUM 1,070 positions Filed Jul 29, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 153 New 389 Added 399 Reduced 94 Exited
Page 18 of 20  ·  399 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
341 MAIN MAIN STR CAP CORP Financial Services 5,150.0 $268K 0.01% -155.0 -2.9% $52.02 +12.5%
342 UTES ETFIS SER TR I 3,342.0 $268K 0.01% -679.0 -16.9% $80.05 -6.8%
343 FTEC FIDELITY COVINGTON TRUST 950.0 $266K 0.01% -78.0 -7.6% $279.98 +0.2%
344 GJAN FIRST TR EXCHNG TRADED FD VI 5,909.0 $266K 0.01% -5K -48.0% $44.97 +1.9%
345 CARR CARRIER GLOBAL CORPORATION Industrials 3,647.0 $264K 0.01% -344.0 -8.6% $72.49 -19.3%
346 RACE FERRARI N V Consumer Cyclical 704.0 $263K 0.01% -7.0 -1.0% $373.79 +12.9%
347 NOC NORTHROP GRUMMAN CORP Industrials 504.0 $258K 0.01% -34.0 -6.3% $512.23 +5.9%
348 DVY ISHARES TR 1,645.0 $258K 0.01% -156.0 -8.7% $156.83 +4.6%
349 SDOG ALPS ETF TR 3,753.0 $257K 0.01% -168.0 -4.3% $68.52 +7.8%
350 ABNB AIRBNB INC Consumer Cyclical 1,768.0 $257K 0.01% -118.0 -6.3% $145.36 +31.1%
351 BRLN BLACKROCK ETF TRUST II 5,050.0 $254K 0.01% -325.0 -6.0% $50.33 +1.0%
352 KVHI KVH INDS INC Technology 28,700.0 $254K 0.01% -4K -13.6% $8.85 -14.9%
353 RELL RICHARDSON ELECTRS LTD Technology 13,415.0 $252K 0.01% -4K -24.9% $18.77 -10.1%
354 JPC NUVEEN PFD & INCOME OPPORTUN Financial Services 32,082.0 $252K 0.01% -5K -12.8% $7.84 -3.9%
355 DSL DOUBLELINE INCOME SOLUTIONS Financial Services 22,737.0 $251K 0.01% -20K -47.0% $11.02 -3.3%
356 LIT GLOBAL X FDS 3,206.0 $250K 0.01% -514.0 -13.8% $78.00 -1.8%
357 ALB ALBEMARLE CORP Basic Materials 1,822.0 $247K 0.01% -6K -76.4% $135.80 -1.9%
358 NRG NRG ENERGY INC Utilities 1,712.0 $247K 0.01% -449.0 -20.8% $144.50 -21.4%
359 TRMD TORM PLC Energy 9,340.0 $245K 0.01% -22K -70.6% $26.24 +19.9%
360 REGN REGENERON PHARMACEUTICALS Healthcare 392.0 $245K 0.01% -349.0 -47.1% $624.48 +33.5%
Page 18 of 20  ·  399 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 40.3%
Financial Services 22.4%
Consumer Cyclical 8.6%
Industrials 5.9%
Healthcare 5.7%
Communication Services 4.6%
Energy 3.6%
Consumer Defensive 3.2%
Basic Materials 2.2%
Utilities 1.9%