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Portfolio (Quarterly) Guide ↗

Kovack Advisors, Inc.

· CIK 0001728321
13F Portfolio $2.1B AUM 1,070 positions Filed Jul 29, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 153 New 389 Added 399 Reduced 94 Exited
Page 20 of 54  ·  1,070 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
381 UPS UNITED PARCEL SVCS INC Industrials 9,279.0 $1.0M 0.05% -794.0 -7.9% $109.24 -3.3%
382 BSCR INVESCO EXCH TRD SLF IDX FD 51,454.0 $1.0M 0.05% +299.0 +0.6% $19.62 -0.1%
383 SHV ISHARES TR 9,149.0 $1.0M 0.05% +1K +13.0% $110.30 +0.0%
384 RSPT INVESCO EXCHANGE TRADED FD T 15,820.0 $1.0M 0.05% -1K -8.1% $63.38 +1.0%
385 DFAC DIMENSIONAL ETF TRUST 22,622.0 $1.0M 0.05% +2K +9.7% $44.29 +3.0%
386 VHT VANGUARD WORLD FD 3,330.0 $1.0M 0.05% +832.0 +33.3% $300.46 +8.6%
387 DXC DXC TECHNOLOGY CO Technology 104,766.0 $999K 0.05% -6K -5.0% $9.54 +10.6%
388 BSCQ INVESCO EXCH TRD SLF IDX FD 50,788.0 $992K 0.05% $19.52 -0.0%
389 SPYD SPDR SERIES TRUST 20,656.0 $990K 0.05% -1K -6.0% $47.92 +5.3%
390 VDE VANGUARD WORLD FD 6,596.0 $988K 0.05% +295.0 +4.7% $149.76 +17.5%
391 TBIL RBB FD INC 19,800.0 $987K 0.05% NEW $49.86 +0.3%
392 BSCS INVESCO EXCH TRD SLF IDX FD 48,458.0 $986K 0.05% +11K +30.0% $20.35 -0.1%
393 RMT ROYCE MICRO-CAP TR INC Financial Services 67,299.0 $985K 0.05% NEW $14.64 -3.1%
394 DJAN FIRST TR EXCHNG TRADED FD VI 21,585.0 $982K 0.05% +1K +5.3% $45.51 +1.9%
395 AVAV AEROVIRONMENT INC Industrials 5,800.0 $974K 0.05% -360.0 -5.8% $167.89 -12.5%
396 GDXJ VANECK ETF TRUST 9,815.0 $962K 0.05% NEW $98.05 +35.5%
397 ARCC ARES CAPITAL CORP Financial Services 51,803.0 $961K 0.05% +34K +186.1% $18.54 +7.3%
398 WTAI WISDOMTREE TR 20,597.0 $957K 0.05% +13K +154.9% $46.46 -12.1%
399 KMI KINDER MORGAN INC DEL Energy 30,144.0 $957K 0.05% -3K -8.3% $31.74 +0.9%
400 HTGC HERCULES CAPITAL INC Financial Services 60,238.0 $950K 0.05% +5K +10.0% $15.77 +11.8%
Page 20 of 54  ·  1,070 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 40.3%
Financial Services 22.4%
Consumer Cyclical 8.6%
Industrials 5.9%
Healthcare 5.7%
Communication Services 4.6%
Energy 3.6%
Consumer Defensive 3.2%
Basic Materials 2.2%
Utilities 1.9%