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Portfolio (Quarterly) Guide ↗

Prime Capital Investment Advisors, LLC

· CIK 0001731446
13F Portfolio $8.2B AUM 1,044 positions Filed Jan 21, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 88 New 396 Added 414 Reduced 84 Exited
Page 10 of 20  ·  396 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 BUCK SIMPLIFY EXCHANGE TRADED FUN TREASURY OPT INC 68,020.0 $1.6M 0.02% +2K +3.0% $23.71 -0.6%
182 CGMS CAPITAL GRP FIXED INCM ETF T US MULTI-SECTOR 57,833.0 $1.6M 0.02% +4K +7.8% $27.62 -0.7%
183 APP APPLOVIN CORP COM CL A Technology 2,365.0 $1.6M 0.02% +483.0 +25.7% $673.91 -27.9%
184 MUFG MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS Financial Services 99,192.0 $1.6M 0.02% +20K +24.9% $15.86 +22.2%
185 IUSB ISHARES TR CORE UNIVRSL USD 33,227.0 $1.5M 0.02% +29K +633.5% $46.54 -1.5%
186 UPS UNITED PARCEL SERVICE INC CL B Industrials 15,500.0 $1.5M 0.02% +3K +25.5% $99.19 -0.3%
187 O REALTY INCOME CORP COM Real Estate 27,203.0 $1.5M 0.02% +9K +45.5% $56.37 +10.4%
188 TD TORONTO DOMINION BK ONT COM NEW Financial Services 16,218.0 $1.5M 0.02% +13K +433.7% $94.20 +16.3%
189 CLOA BLACKROCK ETF TRUST II ISHARES AAA CLO 29,379.0 $1.5M 0.02% +4K +15.3% $51.74 +0.4%
190 DFUV DIMENSIONAL ETF TRUST US MKTWIDE VALUE 32,197.0 $1.5M 0.02% +397.0 +1.2% $46.59 +13.3%
191 BTI BRITISH AMERN TOB PLC SPONSORED ADR Consumer Defensive 26,274.0 $1.5M 0.02% +19K +284.8% $56.62 +16.1%
192 GSK GSK PLC SPONSORED ADR Healthcare 30,188.0 $1.5M 0.02% +20K +182.7% $49.04 +5.1%
193 KLAC KLA CORP COM NEW Technology 1,206.0 $1.5M 0.02% +53.0 +4.6% $1215.44 +51.6%
194 XLY SELECT SECTOR SPDR TR STATE STREET CON 12,143.0 $1.4M 0.02% +6K +106.4% $119.41 -0.6%
195 VFLO VICTORY PORTFOLIOS II SHARES FREE CASH 36,525.0 $1.4M 0.02% +10K +36.6% $39.38 +10.0%
196 VIS VANGUARD WORLD FD INDUSTRIAL ETF 4,778.0 $1.4M 0.02% +194.0 +4.2% $298.39 +11.7%
197 RELX RELX PLC SPONSORED ADR Communication Services 35,061.0 $1.4M 0.02% +1K +3.7% $40.42 -16.9%
198 CAH CARDINAL HEALTH INC COM Healthcare 6,857.0 $1.4M 0.02% +141.0 +2.1% $205.51 -2.4%
199 RACE FERRARI N V COM Consumer Cyclical 3,768.0 $1.4M 0.02% +135.0 +3.7% $369.58 -7.5%
200 PWR QUANTA SVCS INC COM Industrials 3,291.0 $1.4M 0.02% +498.0 +17.8% $422.11 +68.2%
Page 10 of 20  ·  396 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.0%
Financial Services 19.5%
Consumer Cyclical 9.5%
Industrials 8.5%
Communication Services 8.5%
Healthcare 8.0%
Consumer Defensive 5.5%
Energy 3.9%
Utilities 2.1%
Real Estate 1.1%