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Portfolio (Quarterly) Guide ↗

Prime Capital Investment Advisors, LLC

· CIK 0001731446
13F Portfolio $8.2B AUM 1,044 positions Filed Jan 21, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 88 New 396 Added 414 Reduced 84 Exited
Page 4 of 20  ·  396 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 J P MORGAN EXCHANGE TRADED F ULTRA SHRT ETF 246,557.0 $12.5M 0.15% +21K +9.2% $50.59
62 BAC BANK AMERICA CORP COM Financial Services 221,769.0 $12.2M 0.15% +20K +9.8% $55.00 -6.4%
63 IBM INTERNATIONAL BUSINESS MACHS COM Technology 39,725.0 $11.8M 0.14% +2K +4.0% $296.21 -14.6%
64 IGIB ISHARES TR ISHS 5-10YR INVT 209,508.0 $11.3M 0.14% +5K +2.5% $53.88 -1.9%
65 ORLY OREILLY AUTOMOTIVE INC COM Consumer Cyclical 122,883.0 $11.2M 0.14% +15K +13.8% $91.21 +1.2%
66 IVW ISHARES TR S&P 500 GRWT ETF 89,658.0 $11.1M 0.14% +2K +2.8% $123.26 +10.8%
67 ORCL ORACLE CORP COM Technology 56,185.0 $11.0M 0.13% +4K +7.7% $194.91 -2.6%
68 GLD SPDR GOLD TR GOLD SHS Financial Services 27,148.0 $10.8M 0.13% +2K +8.7% $396.31 +5.2%
69 FBND FIDELITY MERRIMACK STR TR TOTAL BD ETF 215,677.0 $9.9M 0.12% +19K +9.4% $46.04 -1.5%
70 IJH ISHARES TR CORE S&P MCP ETF 149,926.0 $9.9M 0.12% +10K +6.8% $66.00 +10.5%
71 REGN REGENERON PHARMACEUTICALS COM Healthcare 12,783.0 $9.9M 0.12% +309.0 +2.5% $771.86 -15.8%
72 UNH UNITEDHEALTH GROUP INC COM Healthcare 28,610.0 $9.4M 0.12% +2K +5.8% $330.11 +16.1%
73 TJX TJX COS INC NEW COM Consumer Cyclical 61,057.0 $9.4M 0.11% +3K +4.5% $153.61 +3.6%
74 IQDG WISDOMTREE TR INTL QULTY DIV 224,503.0 $9.3M 0.11% +1K +0.6% $41.48 +2.6%
75 SMIG ETF SER SOLUTIONS BAHL GAYNOR SML 319,621.0 $9.2M 0.11% +3K +0.9% $28.80 +9.5%
76 VEA VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 144,245.0 $9.0M 0.11% +47K +48.6% $62.47 +13.2%
77 XLU SELECT SECTOR SPDR TR STATE STREET UTI 210,716.0 $9.0M 0.11% +106K +101.8% $42.69 +5.4%
78 FLOT ISHARES TR FLTG RATE NT ETF 166,738.0 $8.5M 0.10% +2K +1.1% $50.86 +0.3%
79 FLDR FIDELITY MERRIMACK STR TR LOW DURTIN ETF 164,055.0 $8.2M 0.10% +24K +17.3% $50.23 -0.2%
80 RWL INVESCO EXCH TRADED FD TR II S&P 500 REVENUE 70,648.0 $8.1M 0.10% +2K +3.3% $114.50 +9.4%
Page 4 of 20  ·  396 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.0%
Financial Services 19.5%
Consumer Cyclical 9.5%
Industrials 8.5%
Communication Services 8.5%
Healthcare 8.0%
Consumer Defensive 5.5%
Energy 3.9%
Utilities 2.1%
Real Estate 1.1%