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Portfolio (Quarterly) Guide ↗

Prime Capital Investment Advisors, LLC

· CIK 0001731446
13F Portfolio $8.2B AUM 1,044 positions Filed Jan 21, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 88 New 396 Added 414 Reduced 84 Exited
Page 6 of 20  ·  396 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 EMR EMERSON ELEC CO COM Industrials 38,535.0 $5.1M 0.06% +3K +9.5% $132.72 +1.6%
102 CAIE CALAMOS ETF TR AUTOCALLABLE INC 191,197.0 $5.1M 0.06% +162K +555.0% $26.74 +2.7%
103 CIBR FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 70,249.0 $5.0M 0.06% +1K +2.0% $71.45 +15.0%
104 CMI CUMMINS INC COM Industrials 9,333.0 $4.8M 0.06% +784.0 +9.2% $510.44 +25.1%
105 IWV ISHARES TR RUSSELL 3000 ETF 12,299.0 $4.8M 0.06% +82.0 +0.7% $386.85 +8.7%
106 ITA ISHARES TR US AER DEF ETF 22,070.0 $4.7M 0.06% +847.0 +4.0% $214.69 +3.9%
107 IVE ISHARES TR S&P 500 VAL ETF 21,804.0 $4.6M 0.06% +2K +11.9% $212.07 +6.6%
108 EMLP FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 122,070.0 $4.6M 0.06% +7K +5.6% $37.87 +16.8%
109 C CITIGROUP INC COM NEW Financial Services 39,119.0 $4.6M 0.06% +15K +60.4% $116.69 +7.3%
110 BLK BLACKROCK INC COM Financial Services 4,239.0 $4.5M 0.06% +134.0 +3.3% $1070.30 -0.6%
111 T AT&T INC COM Communication Services 181,953.0 $4.5M 0.06% +18K +11.2% $24.84 +0.4%
112 TOTL SSGA ACTIVE ETF TR STATE STREET DOU 110,414.0 $4.4M 0.05% +1K +1.2% $40.25 -2.4%
113 VB VANGUARD INDEX FDS SMALL CP ETF 16,821.0 $4.3M 0.05% +310.0 +1.9% $257.96 +11.0%
114 TXN TEXAS INSTRS INC COM Technology 24,343.0 $4.2M 0.05% +337.0 +1.4% $173.49 +75.7%
115 MPC MARATHON PETE CORP COM Energy 25,834.0 $4.2M 0.05% +436.0 +1.7% $162.63 +52.8%
116 WFC WELLS FARGO CO NEW COM Financial Services 44,711.0 $4.2M 0.05% +1K +3.0% $93.20 -18.7%
117 CEG CONSTELLATION ENERGY CORP COM Utilities 11,765.0 $4.2M 0.05% +2K +16.7% $353.28 -19.1%
118 TDG TRANSDIGM GROUP INC COM Industrials 3,066.0 $4.1M 0.05% +43.0 +1.4% $1329.79 -9.9%
119 DUK DUKE ENERGY CORP NEW COM NEW Utilities 34,779.0 $4.1M 0.05% +9K +37.5% $117.21 +6.4%
120 BABA ALIBABA GROUP HLDG LTD SPONSORED ADS Consumer Cyclical 27,562.0 $4.0M 0.05% +4K +17.1% $146.58 -10.3%
Page 6 of 20  ·  396 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.0%
Financial Services 19.5%
Consumer Cyclical 9.5%
Industrials 8.5%
Communication Services 8.5%
Healthcare 8.0%
Consumer Defensive 5.5%
Energy 3.9%
Utilities 2.1%
Real Estate 1.1%