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Portfolio (Quarterly) Guide ↗

Prime Capital Investment Advisors, LLC

· CIK 0001731446
13F Portfolio $8.2B AUM 1,044 positions Filed Jan 21, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 88 New 396 Added 414 Reduced 84 Exited
Page 7 of 20  ·  396 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 XLE SELECT SECTOR SPDR TR STATE STREET ENE 87,016.0 $3.9M 0.05% +42K +94.4% $44.71 +32.3%
122 BIL SPDR SERIES TRUST STATE STREET SPD 41,902.0 $3.8M 0.05% +1K +2.7% $91.38 +0.2%
123 FTSM FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 63,644.0 $3.8M 0.05% +3K +4.3% $59.93 -0.1%
124 LQDH ISHARES U S ETF TR INT RT HDG C B 40,263.0 $3.8M 0.05% +7K +19.4% $93.35 +0.0%
125 GRID FIRST TR EXCHANGE TRADED FD NASDQ CLN EDGE 24,553.0 $3.8M 0.05% +6K +32.8% $153.02 +24.8%
126 IGRO ISHARES TR INTL DIV GRWTH 44,287.0 $3.7M 0.04% +3K +6.9% $82.77 +7.1%
127 FTCB FIRST TR EXCHANGE-TRADED FD CORE INVESTMENT 170,700.0 $3.6M 0.04% +9K +5.5% $21.23 -2.6%
128 XSMO INVESCO EXCHANGE TRADED FD T S&P SMLCP MOMENT 48,318.0 $3.5M 0.04% +394.0 +0.8% $72.01 +18.4%
129 FITB FIFTH THIRD BANCORP COM Financial Services 73,793.0 $3.5M 0.04% +67K +973.5% $46.81 +5.0%
130 SDY SPDR SERIES TRUST STATE STREET SPD 24,761.0 $3.4M 0.04% +180.0 +0.7% $139.16 +6.9%
131 NXTE INVESTMENT MANAGERS SER TR I AXS GREEN ALPHA 89,151.0 $3.4M 0.04% +14K +18.9% $38.58 +21.4%
132 XLC SELECT SECTOR SPDR TR STATE STREET COM 29,209.0 $3.4M 0.04% +244.0 +0.8% $117.72 -1.4%
133 IDUB ETF SER SOLUTIONS APTUS INT ENH YL 141,102.0 $3.4M 0.04% +57K +67.1% $24.33 +12.5%
134 COP CONOCOPHILLIPS COM Energy 35,969.0 $3.4M 0.04% +6K +21.8% $93.61 +28.8%
135 DIA SPDR DOW JONES INDL AVERAGE UT SER 1 Financial Services 7,006.0 $3.4M 0.04% +3K +62.3% $480.55 +4.7%
136 CGGR CAPITAL GROUP GROWTH ETF SHS CREATION UNI 73,745.0 $3.3M 0.04% +17K +31.0% $44.47 +3.6%
137 HSBC HSBC HLDGS PLC SPON ADR NEW Financial Services 39,884.0 $3.1M 0.04% +1K +3.7% $78.67 +17.0%
138 APOS APOLLO GLOBAL MGMT INC COM Financial Services 21,595.0 $3.1M 0.04% +6K +41.1% $144.76 -81.9%
139 ENTERGY CORP NEW COM 33,595.0 $3.1M 0.04% +718.0 +2.2% $92.43
140 QQQM INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 12,257.0 $3.1M 0.04% +4K +56.3% $252.92 +16.3%
Page 7 of 20  ·  396 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.0%
Financial Services 19.5%
Consumer Cyclical 9.5%
Industrials 8.5%
Communication Services 8.5%
Healthcare 8.0%
Consumer Defensive 5.5%
Energy 3.9%
Utilities 2.1%
Real Estate 1.1%