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Portfolio (Quarterly) Guide ↗

Prime Capital Investment Advisors, LLC

· CIK 0001731446
13F Portfolio $8.2B AUM 1,044 positions Filed Jan 21, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 88 New 396 Added 414 Reduced 84 Exited
Page 2 of 5  ·  88 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 CGNG CAPITAL GROUP NEW GEOGRAPHY SHS 15,350.0 $490K 0.01% NEW $31.93 +12.0%
22 CGGG CAPITAL GROUP EQUITY ETF TR US LARGE GROWT 17,000.0 $486K 0.01% NEW $28.57 +0.4%
23 SOLS SOLSTICE ADVANCED MATLS INC COM SHS Basic Materials 9,324.0 $453K 0.01% NEW $48.58 +73.9%
24 IMTM ISHARES TR MSCI INTL MOMENT 8,494.0 $407K 0.01% NEW $47.97 +10.0%
25 DFEM DIMENSIONAL ETF TRUST EMERGING MKTS CO 12,129.0 $401K 0.01% NEW $33.08 +19.8%
26 QQQI NEOS ETF TRUST NASDAQ 100 HIGH 7,209.0 $388K 0.01% NEW $53.86 +4.2%
27 DOCT FIRST TR EXCHNG TRADED FD VI FT VEST UQ EQT 8,486.0 $376K 0.01% NEW $44.29 +4.5%
28 BUFD FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 13,299.0 $376K 0.01% NEW $28.24 +4.5%
29 ISHARES TR IBONDS 29 TRM TS 16,278.0 $357K 0.00% NEW $21.94
30 DYNF BLACKROCK ETF TRUST ISHARES US EQUIT 5,254.0 $320K 0.00% NEW $60.81 +9.4%
31 AEGON LTD AMER REG 1 CERT 41,323.0 $319K 0.00% NEW $7.71
32 FG F&G ANNUITIES & LIFE INC COMMON STOCK Financial Services 10,245.0 $316K 0.00% NEW $30.85 -10.6%
33 SMR NUSCALE PWR CORP CL A COM Utilities 21,770.0 $308K 0.00% NEW $14.17 -26.7%
34 ALB ALBEMARLE CORP COM Basic Materials 2,136.0 $302K 0.00% NEW $141.41 +20.1%
35 HAS HASBRO INC COM Consumer Cyclical 3,578.0 $293K 0.00% NEW $81.99 +9.9%
36 NMRK NEWMARK GROUP INC CL A Real Estate 16,883.0 $293K 0.00% NEW $17.34 -16.2%
37 J JACOBS SOLUTIONS INC COM Industrials 2,178.0 $288K 0.00% NEW $132.46 -13.9%
38 CGBL CAPITAL GROUP CORE BALANCED SHS 7,998.0 $283K 0.00% NEW $35.33 +5.1%
39 FPWR FIRST TR EXCHANGE-TRADED FD EIP POWER SOLUTI 8,435.0 $279K 0.00% NEW $33.04 +13.5%
40 NATWEST GROUP PLC SPONS ADR 15,805.0 $277K 0.00% NEW $17.50
Page 2 of 5  ·  88 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.0%
Financial Services 19.5%
Consumer Cyclical 9.5%
Industrials 8.5%
Communication Services 8.5%
Healthcare 8.0%
Consumer Defensive 5.5%
Energy 3.9%
Utilities 2.1%
Real Estate 1.1%