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Portfolio (Quarterly) Guide ↗

Prime Capital Investment Advisors, LLC

· CIK 0001731446
13F Portfolio $8.2B AUM 1,044 positions Filed Jan 21, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 88 New 396 Added 414 Reduced 84 Exited
Page 5 of 5  ·  88 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 AAPL CALL APPLE INC COM Technology 100.0 $9K NEW $89.65 +240.2%
82 AMP CALL AMERIPRISE FINL INC COM Financial Services 100.0 $4K NEW $42.03 +972.0%
83 NVDA PUT NVIDIA CORPORATION COM Technology 400.0 $4K NEW $9.35 +2247.7%
84 COST CALL COSTCO WHSL CORP NEW COM Consumer Defensive 100.0 $2K NEW $22.18 +4636.0%
85 QCOM PUT QUALCOMM INC COM Technology 100.0 $126.0 NEW $1.26 +15972.2%
86 EEM PUT ISHARES TR MSCI EMG MKT ETF 200.0 $33.0 NEW $0.17 +39918.2%
87 MS PUT MORGAN STANLEY COM NEW Financial Services 100.0 $28.0 NEW $0.28 +71510.7%
88 SCHW PUT SCHWAB CHARLES CORP COM Financial Services 200.0 $16.0 NEW $0.08 +112537.5%
Page 5 of 5  ·  88 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.0%
Financial Services 19.5%
Consumer Cyclical 9.5%
Industrials 8.5%
Communication Services 8.5%
Healthcare 8.0%
Consumer Defensive 5.5%
Energy 3.9%
Utilities 2.1%
Real Estate 1.1%