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Portfolio (Quarterly) Guide ↗

Prime Capital Investment Advisors, LLC

· CIK 0001731446
13F Portfolio $10.3B AUM 1,092 positions Filed Aug 5, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 152 New 361 Added 505 Reduced 102 Exited
Page 8 of 8  ·  152 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 CLF CLEVELAND-CLIFFS INC NEW COM Basic Materials 10,531.0 $99K 0.00% NEW $9.39 +20.3%
142 LPL LG DISPLAY CO LTD SPONS ADR REP Technology 22,472.0 $87K 0.00% NEW $3.89 -15.4%
143 CRWV CALL COREWEAVE INC COM CL A Technology 4,000.0 $52K 0.00% NEW $12.90 +568.6%
144 GENELUX CORPORATION COM 15,915.0 $48K NEW $3.01
145 RNTX REIN THERAPEUTICS INC COM NEW Healthcare 36,111.0 $38K NEW $1.04 -23.1%
146 VERU VERU INC COM NEW Healthcare 10,000.0 $31K NEW $3.13 -17.3%
147 GERN GERON CORP COM Healthcare 16,720.0 $21K NEW $1.28 +18.7%
148 PLTR CALL PALANTIR TECHNOLOGIES INC CL A Technology 4,000.0 $2K NEW $0.62 +28042.4%
149 NKE CALL NIKE INC CL B Consumer Cyclical 100.0 $2K NEW $20.45 +99.3%
150 SLV CALL ISHARES SILVER TR ISHARES Financial Services 500.0 $1K NEW $2.92 +2033.1%
151 IWM PUT ISHARES TR RUSSELL 2000 ETF 100.0 $296.0 NEW $2.96 +9966.6%
152 CARR PUT CARRIER GLOBAL CORPORATION COM Industrials 300.0 $108.0 NEW $0.36 +16558.3%
Page 8 of 8  ·  152 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 35.7%
Financial Services 18.3%
Industrials 9.9%
Consumer Cyclical 8.7%
Healthcare 7.7%
Communication Services 5.5%
Consumer Defensive 5.3%
Energy 3.9%
Utilities 3.1%
Real Estate 1.1%