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Portfolio (Quarterly) Guide ↗

Prime Capital Investment Advisors, LLC

· CIK 0001731446
13F Portfolio $8.2B AUM 1,044 positions Filed Jan 21, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 88 New 396 Added 414 Reduced 84 Exited
Page 21 of 21  ·  414 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
401 BLUE OWL CAPITAL CORPORATION COM 12,810.0 $159K 0.00% -7K -35.3% $12.43
402 LEG LEGGETT & PLATT INC COM Consumer Cyclical 11,966.0 $132K 0.00% -3K -20.8% $11.00 -8.7%
403 UMC UNITED MICROELECTRONICS CORP SPON ADR NEW Technology 16,531.0 $130K 0.00% -459.0 -2.7% $7.86 +123.4%
404 NOK NOKIA CORP SPONSORED ADR Technology 20,028.0 $130K 0.00% -6K -23.0% $6.47 +119.2%
405 LUMN LUMEN TECHNOLOGIES INC COM Communication Services 15,298.0 $119K 0.00% -243.0 -1.6% $7.77 +21.5%
406 CIG CIA ENERGETICA DE MINAS GERA SP ADR N-V PFD Utilities 57,741.0 $115K 0.00% -583.0 -1.0% $2.00 +11.5%
407 MPT MEDICAL PPTYS TRUST INC COM Financial Services 18,302.0 $92K 0.00% -1K -5.5% $5.00 +3.2%
408 EFA CALL ISHARES TR MSCI EAFE ETF 7,900.0 $60K 0.00% -700.0 -8.1% $7.60 +1270.5%
409 EDIT EDITAS MEDICINE INC COM Healthcare 28,541.0 $59K 0.00% -678.0 -2.3% $2.05 +30.2%
410 CRBU CARIBOU BIOSCIENCES INC COM Healthcare 33,934.0 $54K 0.00% -740.0 -2.1% $1.59 +25.2%
411 PRME PRIME MEDICINE INC COM Healthcare 14,055.0 $49K 0.00% -324.0 -2.2% $3.47 -18.4%
412 INOVIO PHARMACEUTICALS INC COM SHS 18,025.0 $31K -428.0 -2.3% $1.74
413 SNPS CALL SYNOPSYS INC COM Technology 100.0 $11K -100.0 -50.0% $107.69 +363.3%
414 EOG PUT EOG RES INC COM Energy 100.0 $65.0 -3K -96.8% $0.65 +21435.4%
Page 21 of 21  ·  414 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.0%
Financial Services 19.5%
Consumer Cyclical 9.5%
Industrials 8.5%
Communication Services 8.5%
Healthcare 8.0%
Consumer Defensive 5.5%
Energy 3.9%
Utilities 2.1%
Real Estate 1.1%