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Portfolio (Quarterly) Guide ↗

Prime Capital Investment Advisors, LLC

· CIK 0001731446
13F Portfolio $8.2B AUM 1,044 positions Filed Jan 21, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 88 New 396 Added 414 Reduced 84 Exited
Page 4 of 21  ·  414 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 ROK ROCKWELL AUTOMATION INC COM Industrials 19,490.0 $7.6M 0.09% -192.0 -1.0% $389.07 +12.1%
62 LRCX LAM RESEARCH CORP COM NEW Technology 44,179.0 $7.6M 0.09% -712.0 -1.6% $171.18 +76.6%
63 VO VANGUARD INDEX FDS MID CAP ETF 25,782.0 $7.5M 0.09% -512.0 -1.9% $290.22 -73.3%
64 ASML ASML HOLDING N V N Y REGISTRY SHS Technology 6,635.0 $7.1M 0.09% -1K -14.7% $1069.82 +48.8%
65 BA BOEING CO COM Industrials 31,430.0 $6.8M 0.08% -2K -6.0% $217.12 +1.1%
66 PNC PNC FINL SVCS GROUP INC COM Financial Services 32,328.0 $6.7M 0.08% -332.0 -1.0% $208.73 +3.9%
67 SCHC SCHWAB STRATEGIC TR INTL SCEQT ETF 142,366.0 $6.5M 0.08% -1K -0.8% $45.53 +10.3%
68 CDX SIMPLIFY EXCHANGE TRADED FUN HIGH YIELD ETF 289,332.0 $6.4M 0.08% -2K -0.5% $22.27 -4.0%
69 DVY ISHARES TR SELECT DIVID ETF 45,090.0 $6.4M 0.08% -540.0 -1.2% $141.14 +9.2%
70 XLV SELECT SECTOR SPDR TR STATE STREET HEA 40,025.0 $6.2M 0.07% -3K -7.4% $154.80 -4.3%
71 CRWD CROWDSTRIKE HLDGS INC CL A Technology 13,192.0 $6.2M 0.07% -310.0 -2.3% $468.77 +38.3%
72 MBB ISHARES TR MBS ETF 63,771.0 $6.1M 0.07% -6K -8.0% $95.22 -1.4%
73 MS MORGAN STANLEY COM NEW Financial Services 33,869.0 $6.0M 0.07% -639.0 -1.9% $177.53 +12.9%
74 BDX BECTON DICKINSON & CO COM Healthcare 30,206.0 $5.9M 0.07% -231.0 -0.8% $194.07 -24.6%
75 LMT LOCKHEED MARTIN CORP COM Industrials 11,807.0 $5.7M 0.07% -1K -8.4% $483.68 +8.1%
76 QCOM QUALCOMM INC COM Technology 32,419.0 $5.5M 0.07% -1K -3.8% $171.05 +18.4%
77 VBR VANGUARD INDEX FDS SM CP VAL ETF 26,078.0 $5.5M 0.07% -469.0 -1.8% $211.79 +9.0%
78 GOF GUGGENHEIM STRATEGIC OPPORTU COM SBI Financial Services 421,719.0 $5.4M 0.07% -20K -4.5% $12.88 -13.1%
79 JPIB J P MORGAN EXCHANGE TRADED F INTL BD OPP ETF 107,430.0 $5.2M 0.06% -3K -2.6% $48.70 -1.7%
80 NOBL PROSHARES TR S&P 500 DV ARIST 50,185.0 $5.2M 0.06% -3K -5.0% $104.07 +3.1%
Page 4 of 21  ·  414 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.0%
Financial Services 19.5%
Consumer Cyclical 9.5%
Industrials 8.5%
Communication Services 8.5%
Healthcare 8.0%
Consumer Defensive 5.5%
Energy 3.9%
Utilities 2.1%
Real Estate 1.1%