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Portfolio (Quarterly) Guide ↗

Prime Capital Investment Advisors, LLC

· CIK 0001731446
13F Portfolio $8.2B AUM 1,044 positions Filed Jan 21, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 88 New 396 Added 414 Reduced 84 Exited
Page 32 of 52  ·  1,037 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
621 USD PROSHARES TR PSHS ULT SEMICDT 10,476.0 $550K 0.01% +5K +110.0% $52.51 +81.2%
622 AAL AMERICAN AIRLS GROUP INC COM Industrials 35,854.0 $550K 0.01% +584.0 +1.7% $15.33 -11.4%
623 IUSV ISHARES TR CORE S&P US VLU 5,357.0 $549K 0.01% +230.0 +4.5% $102.53 +6.7%
624 EVT EATON VANCE TAX ADVT DIV INC COM Financial Services 21,716.0 $547K 0.01% -2K -7.6% $25.18 +4.7%
625 UTHR UNITED THERAPEUTICS CORP DEL COM Healthcare 1,119.0 $545K 0.01% -103.0 -8.4% $487.25 +15.7%
626 SPTM SPDR SERIES TRUST STATE STREET SPD 6,587.0 $543K 0.01% $82.50 +9.1%
627 VAW VANGUARD WORLD FD MATERIALS ETF 2,614.0 $543K 0.01% -42.0 -1.6% $207.54 +9.2%
628 CTRA COTERRA ENERGY INC COM Energy 20,611.0 $542K 0.01% -699.0 -3.3% $26.32 +23.7%
629 CVNA CARVANA CO CL A Consumer Cyclical 1,283.0 $541K 0.01% +442.0 +52.6% $422.02 -84.7%
630 SPMB SPDR SERIES TRUST STATE STREET SPD 24,143.0 $541K 0.01% +4K +21.5% $22.41 -1.4%
631 IRM IRON MTN INC DEL COM Real Estate 6,516.0 $540K 0.01% -863.0 -11.7% $82.95 +53.5%
632 IEI ISHARES TR 3 7 YR TREAS BD 4,504.0 $538K 0.01% +819.0 +22.2% $119.34 -1.8%
633 HWC HANCOCK WHITNEY CORPORATION COM Financial Services 8,434.0 $537K 0.01% $63.68 +4.7%
634 OXY OCCIDENTAL PETE CORP COM Energy 12,899.0 $530K 0.01% +85.0 +0.7% $41.12 +43.1%
635 DKS DICKS SPORTING GOODS INC COM Consumer Cyclical 2,673.0 $529K 0.01% $197.95 +12.0%
636 BK BANK NEW YORK MELLON CORP COM Financial Services 4,548.0 $528K 0.01% $116.08 +19.7%
637 CTA SIMPLIFY EXCHANGE TRADED FUN MANAGED FUTURES 19,296.0 $526K 0.01% -1K -5.9% $27.26 +13.5%
638 IONQ IONQ INC COM Technology 11,675.0 $524K 0.01% +1K +14.0% $44.87 +31.2%
639 SHY ISHARES TR 1 3 YR TREAS BD 6,305.0 $522K 0.01% -2K -27.2% $82.83 -0.8%
640 PFG PRINCIPAL FINANCIAL GROUP IN COM Financial Services 5,919.0 $522K 0.01% -122.0 -2.0% $88.21 +16.6%
Page 32 of 52  ·  1,037 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.0%
Financial Services 19.5%
Consumer Cyclical 9.5%
Industrials 8.5%
Communication Services 8.5%
Healthcare 8.0%
Consumer Defensive 5.5%
Energy 3.9%
Utilities 2.1%
Real Estate 1.1%