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Portfolio (Quarterly) Guide ↗

Prime Capital Investment Advisors, LLC

· CIK 0001731446
13F Portfolio $8.2B AUM 1,044 positions Filed Jan 21, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 88 New 396 Added 414 Reduced 84 Exited
Page 35 of 52  ·  1,037 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
681 ED CONSOLIDATED EDISON INC COM Utilities 4,633.0 $460K 0.01% -145.0 -3.0% $99.32 +8.1%
682 SPOT SPOTIFY TECHNOLOGY S A SHS Communication Services 790.0 $459K 0.01% -171.0 -17.8% $580.71 -25.4%
683 ZTS ZOETIS INC CL A Healthcare 3,622.0 $456K 0.01% -49K -93.2% $125.83 -36.7%
684 ELV ELEVANCE HEALTH INC FORMERLY COM Healthcare 1,300.0 $456K 0.01% +88.0 +7.3% $350.45 +11.2%
685 SOLS SOLSTICE ADVANCED MATLS INC COM SHS Basic Materials 9,324.0 $453K 0.01% NEW $48.58 +73.9%
686 NUE NUCOR CORP COM Basic Materials 2,750.0 $449K 0.01% -8K -74.2% $163.14 +38.8%
687 HPE HEWLETT PACKARD ENTERPRISE C COM Technology 18,611.0 $447K 0.01% +210.0 +1.1% $24.02 +41.4%
688 NAC NUVEEN CA QUALTY MUN INCOME COM Financial Services 37,780.0 $446K 0.01% -13K -25.6% $11.81 -0.7%
689 EXC EXELON CORP COM Utilities 10,174.0 $443K 0.01% +485.0 +5.0% $43.59 +4.0%
690 HIG HARTFORD INSURANCE GROUP INC COM Financial Services 3,192.0 $440K 0.01% -141.0 -4.2% $137.78 -1.3%
691 RIVN RIVIAN AUTOMOTIVE INC COM CL A Consumer Cyclical 22,293.0 $439K 0.01% -7K -23.4% $19.71 -30.3%
692 XMHQ INVESCO EXCHANGE TRADED FD T S&P MDCP QUALITY 4,274.0 $438K 0.01% +56.0 +1.3% $102.42 +5.0%
693 IMCV ISHARES TR MRGSTR MD CP VAL 5,304.0 $437K 0.01% $82.34 +7.8%
694 ORI OLD REP INTL CORP COM Financial Services 9,518.0 $434K 0.01% +80.0 +0.8% $45.64 -13.1%
695 MCHP MICROCHIP TECHNOLOGY INC. COM Technology 6,800.0 $433K 0.01% -165.0 -2.4% $63.72 +43.0%
696 UPST UPSTART HLDGS INC COM Financial Services 9,870.0 $432K 0.01% +126.0 +1.3% $43.73 -34.0%
697 SAN BANCO SANTANDER SA ADR Financial Services 36,507.0 $428K 0.01% +307.0 +0.8% $11.73 +5.5%
698 EMB ISHARES TR JPMORGAN USD EMG 4,445.0 $428K 0.01% -405.0 -8.3% $96.27 -1.3%
699 LNC LINCOLN NATL CORP IND COM Financial Services 9,586.0 $427K 0.01% $44.53 -19.2%
700 KHC KRAFT HEINZ CO COM Consumer Defensive 17,469.0 $424K 0.01% +792.0 +4.8% $24.25 -2.9%
Page 35 of 52  ·  1,037 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.0%
Financial Services 19.5%
Consumer Cyclical 9.5%
Industrials 8.5%
Communication Services 8.5%
Healthcare 8.0%
Consumer Defensive 5.5%
Energy 3.9%
Utilities 2.1%
Real Estate 1.1%