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Portfolio (Quarterly) Guide ↗

Prime Capital Investment Advisors, LLC

· CIK 0001731446
13F Portfolio $8.2B AUM 1,044 positions Filed Jan 21, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 88 New 396 Added 414 Reduced 84 Exited
Page 41 of 52  ·  1,037 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
801 FXO FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 5,063.0 $306K 0.00% +28.0 +0.6% $60.35 -1.5%
802 ONEY SPDR SERIES TRUST STATE STREET SPD 2,690.0 $305K 0.00% +54.0 +2.0% $113.54 +10.8%
803 TWLO TWILIO INC CL A Communication Services 2,129.0 $303K 0.00% -24.0 -1.1% $142.24 +33.1%
804 ALB ALBEMARLE CORP COM Basic Materials 2,136.0 $302K 0.00% NEW $141.41 +20.1%
805 KTOS KRATOS DEFENSE & SEC SOLUTIO COM NEW Industrials 3,964.0 $301K 0.00% +1K +38.2% $75.91 -28.0%
806 GPIX GOLDMAN SACHS ETF TR S&P 500 PREMIUM 5,680.0 $300K 0.00% +79.0 +1.4% $52.80 +4.7%
807 CCL CARNIVAL CORP UNIT 99/99/9999 Consumer Cyclical 9,811.0 $300K 0.00% -536.0 -5.2% $30.54 -14.3%
808 VMI VALMONT INDS INC COM Industrials 744.0 $299K 0.00% $402.32 +25.1%
809 BEPC BROOKFIELD RENEWABLE CORP CL A EX SUB VTG Utilities 7,800.0 $299K 0.00% -525.0 -6.3% $38.34 -1.9%
810 IJJ ISHARES TR S&P MC 400VL ETF 2,253.0 $296K 0.00% +26.0 +1.2% $131.59 +6.3%
811 EL LAUDER ESTEE COS INC CL A Consumer Defensive 2,823.0 $296K 0.00% +88.0 +3.2% $104.73 -24.7%
812 DD DUPONT DE NEMOURS INC COM Basic Materials 7,355.0 $296K 0.00% -49.0 -0.7% $40.20 +17.3%
813 BP BP PLC SPONSORED ADR Energy 8,491.0 $295K 0.00% -570.0 -6.3% $34.73 +29.2%
814 DOW DOW INC COM Basic Materials 12,610.0 $295K 0.00% +843.0 +7.2% $23.38 +53.6%
815 SPTI SPDR SERIES TRUST STATE STREET SPD 10,211.0 $294K 0.00% -189.0 -1.8% $28.84 -2.0%
816 HAS HASBRO INC COM Consumer Cyclical 3,578.0 $293K 0.00% NEW $81.99 +9.9%
817 CATY CATHAY GEN BANCORP COM Financial Services 6,060.0 $293K 0.00% $48.39 +18.3%
818 ARKK ARK ETF TR INNOVATION ETF 3,807.0 $293K 0.00% -465.0 -10.9% $76.92 -0.4%
819 NMRK NEWMARK GROUP INC CL A Real Estate 16,883.0 $293K 0.00% NEW $17.34 -16.2%
820 AEM AGNICO EAGLE MINES LTD COM Basic Materials 1,721.0 $292K 0.00% +19.0 +1.1% $169.56 +4.8%
Page 41 of 52  ·  1,037 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.0%
Financial Services 19.5%
Consumer Cyclical 9.5%
Industrials 8.5%
Communication Services 8.5%
Healthcare 8.0%
Consumer Defensive 5.5%
Energy 3.9%
Utilities 2.1%
Real Estate 1.1%