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Portfolio (Quarterly) Guide ↗

Prime Capital Investment Advisors, LLC

· CIK 0001731446
13F Portfolio $8.2B AUM 1,044 positions Filed Jan 21, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 88 New 396 Added 414 Reduced 84 Exited
Page 49 of 52  ·  1,037 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
961 VKTX VIKING THERAPEUTICS INC COM Healthcare 5,825.0 $205K 0.00% NEW $35.18 -16.3%
962 FNB F N B CORP COM Financial Services 11,972.0 $205K 0.00% $17.10 +2.2%
963 IQVIA HLDGS INC COM 906.0 $204K 0.00% NEW $225.47
964 VLTO VERALTO CORP COM SHS Industrials 2,043.0 $204K 0.00% -96.0 -4.5% $99.80 -13.6%
965 ONB OLD NATL BANCORP IND COM Financial Services 9,062.0 $202K 0.00% NEW $22.31 +6.8%
966 FPX FIRST TR EXCHANGE-TRADED FD US EQTY OPPT ETF 1,235.0 $202K 0.00% $163.56 +15.2%
967 ACHR ARCHER AVIATION INC COM CL A Industrials 26,437.0 $199K 0.00% -20K -42.9% $7.52 -18.6%
968 SMB VANECK ETF TRUST VANECK SHRT MUNI 11,055.0 $192K 0.00% -19K -62.7% $17.41 -1.0%
969 PDT HANCOCK JOHN PREM DIVID FD COM SH BEN INT Financial Services 14,373.0 $183K 0.00% $12.70 +1.6%
970 VFL ABRDN NATL MUN INCOME FD SH BEN INT Financial Services 17,143.0 $176K 0.00% -5K -22.3% $10.27 -2.6%
971 GNL GLOBAL NET LEASE INC COM NEW Real Estate 20,322.0 $175K 0.00% -3K -12.9% $8.60 +9.1%
972 AES AES CORP COM Utilities 12,104.0 $174K 0.00% NEW $14.34 +2.4%
973 VTRS VIATRIS INC COM Healthcare 12,823.0 $160K 0.00% $12.45 +33.3%
974 BLUE OWL CAPITAL CORPORATION COM 12,810.0 $159K 0.00% -7K -35.3% $12.43
975 SPY PUT SPDR S&P 500 ETF TR TR UNIT Financial Services 6,200.0 $157K 0.00% +2K +44.2% $25.33 +2832.7%
976 GAIN GLADSTONE INVT CORP COM Financial Services 10,728.0 $150K 0.00% $13.97 +17.7%
977 META CALL META PLATFORMS INC CL A Communication Services 3,000.0 $144K 0.00% +1K +50.0% $48.07 +1163.6%
978 DNP DNP SELECT INCOME FD INC COM Financial Services 13,755.0 $137K 0.00% NEW $9.99 +8.3%
979 LEG LEGGETT & PLATT INC COM Consumer Cyclical 11,966.0 $132K 0.00% -3K -20.8% $11.00 -8.7%
980 UMC UNITED MICROELECTRONICS CORP SPON ADR NEW Technology 16,531.0 $130K 0.00% -459.0 -2.7% $7.86 +123.4%
Page 49 of 52  ·  1,037 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.0%
Financial Services 19.5%
Consumer Cyclical 9.5%
Industrials 8.5%
Communication Services 8.5%
Healthcare 8.0%
Consumer Defensive 5.5%
Energy 3.9%
Utilities 2.1%
Real Estate 1.1%