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Portfolio (Quarterly) Guide ↗

Prime Capital Investment Advisors, LLC

· CIK 0001731446
13F Portfolio $8.2B AUM 1,044 positions Filed Jan 21, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 88 New 396 Added 414 Reduced 84 Exited
Page 51 of 52  ·  1,037 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1001 CRBU CARIBOU BIOSCIENCES INC COM Healthcare 33,934.0 $54K 0.00% -740.0 -2.1% $1.59 +25.2%
1002 PRME PRIME MEDICINE INC COM Healthcare 14,055.0 $49K 0.00% -324.0 -2.2% $3.47 -18.4%
1003 COHR PUT COHERENT CORP COM Technology 2,400.0 $47K 0.00% NEW $19.50 +1838.5%
1004 SEALSQ CORP ORD SHS 12,044.0 $46K 0.00% NEW $3.78
1005 PACB PACIFIC BIOSCIENCES CALIF IN COM Healthcare 21,973.0 $41K 0.00% +166.0 +0.8% $1.87 -33.2%
1006 RANI RANI THERAPEUTICS HLDGS INC COM CL A Healthcare 27,208.0 $37K $1.35 -19.3%
1007 INOVIO PHARMACEUTICALS INC COM SHS 18,025.0 $31K -428.0 -2.3% $1.74
1008 NFLX CALL NETFLIX INC COM Communication Services 20,000.0 $30K NEW $1.50 +5854.9%
1009 CAPITAL SOUTHWEST CORP NOTE 5.125 11/1 30,000.0 $30K NEW $0.99
1010 HON PUT HONEYWELL INTL INC COM Industrials 2,300.0 $29K $12.46 +1696.6%
1011 ABEV AMBEV SA SPONSORED ADR Consumer Defensive 10,657.0 $26K +561.0 +5.6% $2.47 +32.4%
1012 PLUG PLUG POWER INC COM NEW Industrials 13,200.0 $26K +452.0 +3.5% $1.97 +68.0%
1013 PRTS CARPARTS COM INC COM Consumer Cyclical 50,000.0 $25K $0.50 +32.0%
1014 GOTU GAOTU TECHEDU INC SPONSORED ADS Consumer Defensive 10,000.0 $23K $2.32 -22.0%
1015 MVIS MICROVISION INC DEL COM NEW Technology 17,650.0 $15K $0.83 -27.4%
1016 PYPL CALL PAYPAL HLDGS INC COM Financial Services 2,000.0 $12K $6.13 +623.4%
1017 CRWD PUT CROWDSTRIKE HLDGS INC CL A Technology 200.0 $12K NEW $61.28 +957.7%
1018 SNPS CALL SYNOPSYS INC COM Technology 100.0 $11K -100.0 -50.0% $107.69 +363.3%
1019 AAPL CALL APPLE INC COM Technology 100.0 $9K NEW $89.65 +240.2%
1020 AMP CALL AMERIPRISE FINL INC COM Financial Services 100.0 $4K NEW $42.03 +972.0%
Page 51 of 52  ·  1,037 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.0%
Financial Services 19.5%
Consumer Cyclical 9.5%
Industrials 8.5%
Communication Services 8.5%
Healthcare 8.0%
Consumer Defensive 5.5%
Energy 3.9%
Utilities 2.1%
Real Estate 1.1%