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Portfolio (Quarterly) Guide ↗

Prime Capital Investment Advisors, LLC

· CIK 0001731446
13F Portfolio $8.2B AUM 1,044 positions Filed Jan 21, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 88 New 396 Added 414 Reduced 84 Exited
Page 7 of 52  ·  1,037 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 IVW ISHARES TR S&P 500 GRWT ETF 89,658.0 $11.1M 0.14% +2K +2.8% $123.26 +10.8%
122 JNK SPDR SERIES TRUST STATE STREET SPD 113,651.0 $11.0M 0.14% -10K -8.0% $97.21 -1.0%
123 ORCL ORACLE CORP COM Technology 56,185.0 $11.0M 0.13% +4K +7.7% $194.91 -2.6%
124 JPEM J P MORGAN EXCHANGE TRADED F DIV RTN EM EQT 179,244.0 $10.9M 0.13% $60.73 +5.4%
125 JEPI J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 188,249.0 $10.8M 0.13% -12K -6.0% $57.24 -2.0%
126 GLD SPDR GOLD TR GOLD SHS Financial Services 27,148.0 $10.8M 0.13% +2K +8.7% $396.31 +5.2%
127 SHM SPDR SERIES TRUST STATE STREET SPD 222,619.0 $10.7M 0.13% -28K -11.1% $47.99 -0.5%
128 SCHB SCHWAB STRATEGIC TR US BRD MKT ETF 406,173.0 $10.7M 0.13% -6K -1.6% $26.23 +9.0%
129 SCHE SCHWAB STRATEGIC TR EMRG MKTEQ ETF 324,351.0 $10.6M 0.13% -19K -5.4% $32.75 +8.6%
130 IWR ISHARES TR RUS MID CAP ETF 109,275.0 $10.5M 0.13% -7K -6.3% $96.27 +9.1%
131 AMLP ALPS ETF TR ALERIAN MLP 223,647.0 $10.5M 0.13% $47.02 +15.2%
132 PEP PEPSICO INC COM Consumer Defensive 72,854.0 $10.5M 0.13% -13K -14.8% $143.52 +3.7%
133 KO COCA COLA CO COM Consumer Defensive 146,130.0 $10.2M 0.12% $69.91 +16.1%
134 FBND FIDELITY MERRIMACK STR TR TOTAL BD ETF 215,677.0 $9.9M 0.12% +19K +9.4% $46.04 -1.5%
135 IJH ISHARES TR CORE S&P MCP ETF 149,926.0 $9.9M 0.12% +10K +6.8% $66.00 +10.5%
136 REGN REGENERON PHARMACEUTICALS COM Healthcare 12,783.0 $9.9M 0.12% +309.0 +2.5% $771.86 -15.8%
137 PPH VANECK ETF TRUST PHARMACEUTCL ETF 94,123.0 $9.7M 0.12% -3K -2.8% $103.17 +0.6%
138 MAR MARRIOTT INTL INC NEW CL A Consumer Cyclical 30,797.0 $9.6M 0.12% $310.24 +19.4%
139 UNH UNITEDHEALTH GROUP INC COM Healthcare 28,610.0 $9.4M 0.12% +2K +5.8% $330.11 +16.1%
140 IYW ISHARES TR U.S. TECH ETF 46,988.0 $9.4M 0.11% -1K -3.1% $199.68 +20.2%
Page 7 of 52  ·  1,037 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.0%
Financial Services 19.5%
Consumer Cyclical 9.5%
Industrials 8.5%
Communication Services 8.5%
Healthcare 8.0%
Consumer Defensive 5.5%
Energy 3.9%
Utilities 2.1%
Real Estate 1.1%