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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 41 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
801 PPL PPL CORP Utilities 55,437.0 $2.1M 0.00% +2K +2.9% $38.20 -7.2%
802 LUNR INTUITIVE MACHINES INC Industrials 113,613.0 $2.1M 0.00% +50K +77.7% $18.56 +84.5%
803 MSDL MORGAN STANLEY DIRECT LENDIN Financial Services 151,034.0 $2.1M 0.00% +46K +44.2% $13.96 +8.9%
804 PLAB PHOTRONICS INC Technology 52,116.0 $2.1M 0.00% +52K +8901.0% $40.41 +23.3%
805 KRC KILROY REALTY CORP Real Estate 74,601.0 $2.1M 0.00% +6K +8.4% $28.21 +21.0%
806 HTGC HERCULES CAPITAL INC Financial Services 142,061.0 $2.1M 0.00% +1K +0.8% $14.77 +4.7%
807 VPC ETFIS SER TR I 138,335.0 $2.1M 0.00% +133K +2398.4% $15.13 +3.1%
808 WY WEYERHAEUSER CO Real Estate 85,238.0 $2.1M 0.00% +8K +10.0% $24.43 -4.9%
809 ARTY ISHARES TR 44,496.0 $2.1M 0.00% +3K +8.2% $46.53 +46.4%
810 HDB HDFC BANK LTD Financial Services 82,882.0 $2.1M 0.00% +39K +87.9% $24.88 -1.0%
811 CGNX COGNEX CORP Technology 41,766.0 $2.0M 0.00% +17K +71.6% $48.99 +31.2%
812 DFH DREAM FINDERS HOMES INC Consumer Cyclical 146,446.0 $2.0M 0.00% +18K +13.6% $13.92 +5.1%
813 HIX WESTERN ASSET HIGH INCOM FD Financial Services 512,145.0 $2.0M 0.00% +325K +173.6% $3.98 -0.5%
814 EXPAND ENERGY CORPORATION 18,460.0 $2.0M 0.00% +1K +5.9% $109.78
815 KNX KNIGHT-SWIFT TRANSN HLDGS IN Industrials 34,996.0 $2.0M 0.00% +608.0 +1.8% $57.58 +22.0%
816 PCEF INVESCO EXCH TRADED FD TR II 106,633.0 $2.0M 0.00% +14K +15.6% $18.82 +5.7%
817 FXZ FIRST TR EXCHANGE-TRADED FD 26,285.0 $2.0M 0.00% +137.0 +0.5% $76.21 +3.7%
818 EL LAUDER ESTEE COS INC Consumer Defensive 27,877.0 $2.0M 0.00% +20K +261.9% $71.77 +9.9%
819 BOEING CO 30,775.0 $2.0M 0.00% +3K +12.5% $64.88
820 RFLR INNOVATOR ETFS TRUST 68,673.0 $2.0M 0.00% +39K +131.1% $29.04 +4.7%
Page 41 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%