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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 61 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1201 MTDR MATADOR RES CO Energy 8,614.0 $544K 0.00% +6K +200.2% $63.18 -11.2%
1202 BNS BANK NOVA SCOTIA B C Financial Services 7,841.0 $543K 0.00% +7K +1063.3% $69.31 +14.6%
1203 ALGM ALLEGRO MICROSYSTEMS INC Technology 17,124.0 $540K 0.00% +248.0 +1.5% $31.53 +41.8%
1204 CRMT AMERICAS CAR-MART INC Consumer Cyclical 42,134.0 $536K 0.00% +22K +104.6% $12.73 -4.9%
1205 FPF FIRST TR INTER DURATN PFD & Financial Services 30,266.0 $534K 0.00% +10K +49.0% $17.63 +1.6%
1206 XIDE FIRST TR EXCHNG TRADED FD VI 17,910.0 $532K 0.00% +8K +86.4% $29.69 +2.1%
1207 HQH ABRDN HEALTHCARE INVESTORS Financial Services 29,835.0 $531K 0.00% +815.0 +2.8% $17.79 +10.1%
1208 IPGP IPG PHOTONICS CORP Technology 4,631.0 $531K 0.00% +4K +739.0% $114.59 +5.2%
1209 AN AUTONATION INC Consumer Cyclical 2,714.0 $530K 0.00% +848.0 +45.4% $195.26 -4.5%
1210 PFN PIMCO INCOME STRATEGY FD II Financial Services 76,242.0 $525K 0.00% +2K +2.9% $6.89 -0.9%
1211 DIHP DIMENSIONAL ETF TRUST 16,128.0 $520K 0.00% +16K +2795.5% $32.22 +5.9%
1212 OAKTREE SPECIALTY LENDING 45,972.0 $519K 0.00% +21K +86.2% $11.30
1213 IAK ISHARES TR 4,004.0 $514K 0.00% +2K +71.9% $128.30 +4.7%
1214 PTGX PROTAGONIST THERAPEUTICS INC Healthcare 4,828.0 $509K 0.00% +2K +46.7% $105.40 -4.3%
1215 DINO HF SINCLAIR CORP Energy 8,145.0 $508K 0.00% +255.0 +3.2% $62.40 +9.6%
1216 MACH NATURAL RESOURCES LP 36,216.0 $507K 0.00% +9K +31.2% $14.00
1217 VISN VISTANCE NETWORKS INC Technology 27,755.0 $505K 0.00% +14K +108.2% $18.20 -36.1%
1218 CNR CORE NATURAL RESOURCES INC Energy 4,823.0 $505K 0.00% +2K +100.3% $104.73 -19.8%
1219 CNP CENTERPOINT ENERGY INC Utilities 11,687.0 $504K 0.00% +1K +9.9% $43.16 -1.6%
1220 SE SEA LTD Consumer Cyclical 6,083.0 $504K 0.00% +3K +112.7% $82.82 +5.4%
Page 61 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%