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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 63 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1241 AIA ISHARES TR 4,314.0 $458K 0.00% +1K +44.0% $106.16 +27.6%
1242 LIT GLOBAL X FDS 6,139.0 $457K 0.00% +32.0 +0.5% $74.37 +13.5%
1243 WK WORKIVA INC Technology 7,569.0 $451K 0.00% +7K +834.4% $59.63 -18.6%
1244 MIRM MIRUM PHARMACEUTICALS INC Healthcare 4,871.0 $450K 0.00% +3K +189.6% $92.38 +9.0%
1245 BAH BOOZ ALLEN HAMILTON HLDG COR Industrials 5,741.0 $448K 0.00% +1K +21.6% $78.03 -2.2%
1246 SKM SK TELECOM CO LTD Communication Services 15,293.0 $448K 0.00% +15K +2116.4% $29.29 +29.6%
1247 OSIS OSI SYSTEMS INC Technology 1,683.0 $447K 0.00% +703.0 +71.7% $265.51 -21.7%
1248 SAIA SAIA INC Industrials 1,271.0 $446K 0.00% +40.0 +3.2% $351.28 +32.8%
1249 CACI CACI INTL INC Technology 817.0 $444K 0.00% +329.0 +67.4% $543.87 -9.9%
1250 OVV OVINTIV INC Energy 7,480.0 $444K 0.00% +3K +71.9% $59.37 -0.8%
1251 XJH ISHARES TR 9,754.0 $443K 0.00% +8K +438.9% $45.37 +8.4%
1252 WTS WATTS WATER TECHNOLOGIES INC Industrials 1,522.0 $442K 0.00% +655.0 +75.5% $290.30 +3.0%
1253 DSP VIANT TECHNOLOGY INC Technology 39,197.0 $439K 0.00% +4K +11.3% $11.20 -1.8%
1254 PTC PTC INC Technology 3,076.0 $438K 0.00% +795.0 +34.9% $142.51 +3.8%
1255 DAVE INC 2,506.0 $436K 0.00% +2K +3640.3% $174.09
1256 LBRT LIBERTY ENERGY INC Energy 15,146.0 $436K 0.00% +3K +27.5% $28.80 +14.2%
1257 BL BLACKLINE INC Technology 11,755.0 $435K 0.00% +6K +105.2% $37.00 -21.8%
1258 EWZ ISHARES INC 11,275.0 $433K 0.00% +1K +13.1% $38.39 -3.6%
1259 FOUR SHIFT4 PMTS INC Technology 9,880.0 $432K 0.00% +8K +345.1% $43.73 -0.5%
1260 QUBT QUANTUM COMPUTING INC Technology 62,985.0 $431K 0.00% +10K +19.0% $6.85 +39.6%
Page 63 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%