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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 2 of 14  ·  271 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 BKGI BNY MELLON ETF TRUST 10,712.0 $477K 0.00% NEW $44.54 +2.9%
22 TLG TOUCHSTONE ETF TRUST 19,703.0 $460K 0.00% NEW $23.36 +16.7%
23 UMC UNITED MICROELECTRONICS CORP Technology 50,292.0 $452K 0.00% NEW $8.98 +91.5%
24 SCHQ SCHWAB STRATEGIC TR 12,520.0 $394K 0.00% NEW $31.43 -3.3%
25 SPHB INVESCO EXCH TRADED FD TR II 2,948.0 $342K 0.00% NEW $115.95 +17.0%
26 DDWM WISDOMTREE TR 7,742.0 $342K 0.00% NEW $44.11 +4.5%
27 DMLP DORCHESTER MINERALS L P Energy 12,525.0 $339K 0.00% NEW $27.10 +2.1%
28 EC ECOPETROL S A Energy 20,200.0 $303K 0.00% NEW $14.99 -12.7%
29 GLOBAL X FDS 9,680.0 $255K NEW $26.30
30 SUNB SUNBELT RENTALS HOLDINGS INC Financial Services 3,893.0 $253K NEW $65.09 +17.2%
31 BCPL BNY MELLON ETF TRUST II 9,480.0 $235K NEW $24.80 -0.8%
32 IRIDIUM COMMUNICATIONS INC 8,307.0 $230K NEW $27.74
33 WIT WIPRO LTD Technology 107,606.0 $228K NEW $2.12 -10.8%
34 SSPY EXCHANGE LISTED FDS TR 2,447.0 $216K NEW $88.28 +5.4%
35 PIPR PIPER SANDLER COMPANIES Financial Services 2,595.0 $199K NEW $76.56 +2.9%
36 BSCV INVESCO EXCH TRD SLF IDX FD 10,142.0 $167K NEW $16.46 -1.0%
37 BKFI BNY MELLON ETF TRUST II 6,846.0 $164K NEW $24.01 -1.4%
38 BLACKROCK ETF TRUST 2,552.0 $141K NEW $55.29
39 TQQQ PROSHARES TR 2,883.0 $120K NEW $41.68 +78.2%
40 HTAB HARTFORD FDS EXCHANGE TRADED 6,038.0 $115K NEW $19.00 -0.4%
Page 2 of 14  ·  271 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%