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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 11 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 SRE SEMPRA Utilities 536,077.0 $52.1M 0.09% +36K +7.2% $97.17 -6.9%
202 IYW ISHARES TR 286,960.0 $52.1M 0.09% +6K +2.2% $181.42 +30.3%
203 ICE INTERCONTINENTAL EXCHANGE IN Financial Services 329,690.0 $51.9M 0.09% -149K -31.1% $157.28 -1.9%
204 EVR EVERCORE INC Financial Services 173,133.0 $51.7M 0.09% -2K -1.1% $298.51 +11.7%
205 VONV VANGUARD SCOTTSDALE FDS 550,370.0 $51.6M 0.09% +25K +4.7% $93.74 +8.9%
206 APOS APOLLO GLOBAL MGMT INC Financial Services 459,986.0 $51.3M 0.09% +96K +26.4% $111.42 -76.8%
207 HLN HALEON PLC Healthcare 5,103,509.0 $51.1M 0.09% -294K -5.4% $10.01 -10.5%
208 ADP AUTOMATIC DATA PROCESSING IN Industrials 251,242.0 $51.0M 0.09% -8K -2.9% $203.18 +9.7%
209 ESE ESCO TECHNOLOGIES INC Technology 179,990.0 $50.6M 0.09% +26K +16.7% $281.37 +3.0%
210 SDVY FIRST TR EXCHANGE TRADED FD 1,282,194.0 $50.6M 0.09% +159K +14.2% $39.43 +4.2%
211 ITA ISHARES TR 229,990.0 $50.3M 0.09% +41K +21.4% $218.75 +0.7%
212 JAAA JANUS DETROIT STR TR 996,991.0 $50.2M 0.09% -388K -28.0% $50.37 +0.6%
213 SLB SLB LIMITED Energy 971,964.0 $50.2M 0.09% -422K -30.2% $51.63 +7.3%
214 SPHQ INVESCO EXCHANGE TRADED FD T 663,024.0 $49.9M 0.09% +5K +0.8% $75.19 +9.9%
215 VXF VANGUARD INDEX FDS 241,233.0 $49.6M 0.09% +4K +1.8% $205.80 +8.8%
216 KLAC KLA CORP Technology 33,611.0 $49.5M 0.09% -2K -6.5% $1472.47 +22.5%
217 ROK ROCKWELL AUTOMATION INC Industrials 137,862.0 $49.5M 0.09% +70K +102.8% $358.88 +25.0%
218 IWB ISHARES TR 138,445.0 $49.4M 0.09% -14K -9.0% $356.56 +12.8%
219 CME CME GROUP INC Financial Services 167,014.0 $49.3M 0.09% +10K +6.4% $295.35 +3.3%
220 AOA ISHARES TR 556,687.0 $49.3M 0.09% +3K +0.5% $88.49 +8.3%
Page 11 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%