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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 58 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1141 HUBB HUBBELL INC Industrials 5,816.0 $2.9M 0.01% -94.0 -1.6% $490.83 -6.1%
1142 PFFV GLOBAL X FDS 130,322.0 $2.8M 0.01% +1K +1.0% $21.83 +2.2%
1143 EPI WISDOMTREE TR 69,646.0 $2.8M 0.01% +8K +13.1% $40.80 +3.2%
1144 FBT FIRST TR EXCHANGE-TRADED FD 14,134.0 $2.8M 0.01% +10K +235.0% $200.82 +5.8%
1145 TSSI TSS INC DEL Technology 216,883.0 $2.8M 0.01% +114K +111.2% $13.01 -14.5%
1146 VTR VENTAS INC Real Estate 34,493.0 $2.8M 0.01% -2K -6.5% $81.78 +8.3%
1147 VAL VALARIS LTD Energy 28,684.0 $2.8M 0.01% -206K -87.8% $98.04 +11.8%
1148 MEG MONTROSE ENVIRONMENTAL GROUP Industrials 128,188.0 $2.8M 0.01% $21.89 -29.8%
1149 NVG NUVEEN AMT FREE MUN CR INC F Financial Services 227,413.0 $2.8M 0.01% -12K -4.9% $12.33 -0.6%
1150 VRSK VERISK ANALYTICS INC Industrials 14,776.0 $2.8M 0.01% -11K -43.7% $189.76 -10.1%
1151 ALLY ALLY FINL INC Financial Services 71,087.0 $2.8M 0.01% -2K -2.2% $39.23 +9.0%
1152 MAIN MAIN STR CAP CORP Financial Services 52,534.0 $2.8M 0.01% -2K -3.7% $52.96 -3.7%
1153 XMHQ INVESCO EXCHANGE TRADED FD T 26,885.0 $2.8M 0.01% +169.0 +0.6% $103.37 +4.0%
1154 EATON VANCE TAX-MANAGED GLOB 315,768.0 $2.8M 0.01% +24K +8.4% $8.78
1155 ALLE ALLEGION PLC Industrials 19,068.0 $2.8M 0.01% -304.0 -1.6% $145.30 -10.0%
1156 GIS GENERAL MILLS INC Consumer Defensive 74,195.0 $2.8M 0.01% -3K -3.5% $37.22 -10.1%
1157 BBCA J P MORGAN EXCHANGE TRADED F 29,212.0 $2.7M 0.01% -9K -23.6% $94.06 +7.0%
1158 BINV 2023 ETF SERIES TRUST 66,530.0 $2.7M 0.01% +57K +634.0% $41.22 +4.5%
1159 PFXF VANECK ETF TRUST 156,240.0 $2.7M 0.01% -1K -0.9% $17.54 +5.1%
1160 EW EDWARDS LIFESCIENCES CORP Healthcare 34,163.0 $2.7M 0.01% -3K -6.9% $80.08 +3.9%
Page 58 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%