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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 66 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1301 PCEF INVESCO EXCH TRADED FD TR II 106,633.0 $2.0M 0.00% +14K +15.6% $18.82 +5.7%
1302 AG FIRST MAJESTIC SILVER CORP Basic Materials 93,303.0 $2.0M 0.00% -48K -33.9% $21.48 -7.4%
1303 FXZ FIRST TR EXCHANGE-TRADED FD 26,285.0 $2.0M 0.00% +137.0 +0.5% $76.21 +3.7%
1304 EL LAUDER ESTEE COS INC Consumer Defensive 27,877.0 $2.0M 0.00% +20K +261.9% $71.77 +9.9%
1305 BOEING CO 30,775.0 $2.0M 0.00% +3K +12.5% $64.88
1306 RFLR INNOVATOR ETFS TRUST 68,673.0 $2.0M 0.00% +39K +131.1% $29.04 +4.7%
1307 SMFG SUMITOMO MITSUI FIN GRP INC Financial Services 100,932.0 $2.0M 0.00% +35K +52.0% $19.75 +15.6%
1308 SMMU PIMCO ETF TR 39,349.0 $2.0M 0.00% -3K -6.1% $50.45 -0.2%
1309 PHO INVESCO EXCHANGE TRADED FD T 29,649.0 $2.0M 0.00% +1K +5.1% $66.86 -2.9%
1310 FBCG FIDELITY COVINGTON TRUST 39,551.0 $2.0M 0.00% +31K +359.1% $50.12 +22.1%
1311 EMN EASTMAN CHEM CO Basic Materials 25,880.0 $2.0M 0.00% +4K +20.2% $76.32 -4.1%
1312 QFLR INNOVATOR ETFS TRUST 59,027.0 $2.0M 0.00% -15K -20.2% $33.30 +8.1%
1313 ULTA ULTA BEAUTY INC Consumer Cyclical 3,749.0 $2.0M 0.00% +269.0 +7.7% $522.84 -5.7%
1314 UBS UBS GROUP AG Financial Services 50,106.0 $2.0M 0.00% +17K +52.4% $39.07 +21.0%
1315 PHG KONINKLIJKE PHILIPS N V Healthcare 71,066.0 $1.9M 0.00% +3K +4.0% $27.40 -2.4%
1316 LII LENNOX INTL INC Industrials 4,184.0 $1.9M 0.00% -3K -38.6% $464.20 +3.5%
1317 LPLA LPL FINL HLDGS INC Financial Services 6,400.0 $1.9M 0.00% +1K +22.9% $300.84 -4.3%
1318 SAN BANCO SANTANDER SA Financial Services 170,558.0 $1.9M 0.00% +56K +49.5% $11.28 +9.8%
1319 SPHD INVESCO EXCH TRADED FD TR II 38,679.0 $1.9M 0.00% +11K +37.8% $49.61 +1.1%
1320 FLTR VANECK ETF TRUST 75,227.0 $1.9M 0.00% +25K +50.8% $25.48 +0.3%
Page 66 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%