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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 5 of 8  ·  153 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 NLOP NET LEASE OFFICE PROPERTIES ORD Real Estate 15,000.0 $172K 0.07% +10K +200.0% $11.47 -0.8%
82 U UNITY SOFTWARE ORD Technology 7,484.0 $164K 0.07% +6K +443.5% $21.91 +19.1%
83 Z ZILLOW GROUP CL C ORD Communication Services 3,871.0 $160K 0.07% +4K +6351.7% $41.33 -12.5%
84 MSOX ADVISORSHARE MSOS DAILY LEVRG ETF 73,746.0 $158K 0.07% +54K +268.7% $2.14 +30.9%
85 CEPF CANTOR EQUITY PARTNERS IV CL A ORD Financial Services 14,900.0 $151K 0.07% +400.0 +2.8% $10.13 +1.9%
86 UAA UNDER ARMOUR CL A ORD Consumer Cyclical 24,790.0 $146K 0.06% +24K +2093.8% $5.89 -12.0%
87 HPQ HP ORD Technology 7,500.0 $144K 0.06% +3K +56.2% $19.20 +8.2%
88 ENB ENBRIDGE ORD Energy 2,500.0 $135K 0.06% +300.0 +13.6% $54.00 +5.1%
89 BRZE BRAZE CL A ORD Technology 5,425.0 $128K 0.06% +3K +171.2% $23.59 -7.7%
90 ACN ACCENTURE CL A ORD Technology 600.0 $118K 0.05% +151.0 +33.6% $196.67 -9.4%
91 IMVT IMMUNOVANT ORD Healthcare 4,500.0 $111K 0.05% +500.0 +12.5% $24.67 +6.5%
92 ADYEN UNSPON 100 ADR REP ORD 11,000.0 $109K 0.05% +3K +37.5% $9.91
93 RKLB ROCKET LAB ORD Industrials 1,607.0 $103K 0.04% +918.0 +133.2% $64.09 +95.6%
94 PZZA PAPA JOHNS INTERNATIONAL ORD Consumer Cyclical 3,150.0 $102K 0.04% +3K +542.9% $32.38 +2.3%
95 DNA GINKGO BIOWORKS HOLD CL A ORD Healthcare 15,380.0 $94K 0.04% +5K +49.3% $6.11 +19.6%
96 ES BANCSHARES ORD 14,000.0 $93K 0.04% +12K +460.0% $6.64
97 IWM PUT ISHARES RUSSELL 2000 ETF 360.0 $89K 0.04% +215.0 +148.3% $247.22 +10.8%
98 HCM III ACQUISITION CL A ORD SHS 8,000.0 $80K 0.04% +6K +300.0% $10.00
99 NVO NOVO NORDISK ADR REPSG 1 ORD Healthcare 2,130.0 $78K 0.03% +30.0 +1.4% $36.62 +21.8%
100 SA CALL SEABRIDGE GOLD ORD Basic Materials 2,672.0 $75K 0.03% +2K +776.1% $28.07 -1.3%
Page 5 of 8  ·  153 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%