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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 6 of 8  ·  153 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 LBTYB LIBERTY GLOBAL CL B ORD Communication Services 5,987.0 $75K 0.03% +112.0 +1.9% $12.53 +23.7%
102 KZIA KAZIA THERAPEUTICS ADS REP 500 ORD Healthcare 10,000.0 $74K 0.03% +2K +33.3% $7.40 +64.9%
103 IWM CALL ISHARES RUSSELL 2000 ETF 275.0 $68K 0.03% +265.0 +2650.0% $247.27 +10.8%
104 BRIGHTSTAR LOTTERY ORD 5,100.0 $64K 0.03% +100.0 +2.0% $12.55
105 RGLD ROYAL GOLD ORD Basic Materials 250.0 $63K 0.03% +155.0 +163.2% $252.00 -12.2%
106 HHH HOWARD HUGHES HOLDINGS ORD Real Estate 940.0 $59K 0.03% +550.0 +141.0% $62.77 -0.1%
107 HENNESSY CAPITAL INVESTMENT VII ORD 5,160.0 $53K 0.02% +4K +364.9% $10.27
108 TRAILBLAZER ACQUISITION UNT 4,800.0 $48K 0.02% +525.0 +12.3% $10.00
109 SNAP SNAP CL A ORD Communication Services 10,000.0 $46K 0.02% +9K +625.7% $4.60 +20.5%
110 ELUTIA CL A ORD 44,677.0 $46K 0.02% +8K +20.8% $1.03
111 STEX STREAMEX ORD Financial Services 37,700.0 $42K 0.02% +28K +277.0% $1.11 +5.0%
112 LBRDK LIBERTY BROADBAND SRS C ORD Communication Services 835.0 $42K 0.02% +255.0 +44.0% $50.30 -34.9%
113 GEF GREIF CL A ORD Consumer Cyclical 600.0 $40K 0.02% +281.0 +88.1% $66.67 -7.5%
114 BCYC BICYCLE THERAPEUTICS ADR Healthcare 7,557.0 $35K 0.01% +71.0 +0.9% $4.63 -4.9%
115 IREN IREN ORD Financial Services 900.0 $30K 0.01% +775.0 +620.0% $33.33 +46.2%
116 LEN LENNAR CL A ORD Consumer Cyclical 286.0 $24K 0.01% +246.0 +615.0% $83.92 -1.4%
117 CPRI CAPRI HOLDINGS ORD Consumer Cyclical 1,370.0 $24K 0.01% +10.0 +0.7% $17.52 -1.0%
118 ASTL CALL ALGOMA STEEL GROUP ORD Basic Materials 5,607.0 $23K 0.01% +2K +67.4% $4.10 +27.4%
119 NEW AMERICA ACQUISITION I UNT 2,133.0 $22K 0.01% +733.0 +52.4% $10.31
120 CALL RAMACO RESOURCES CL A ORD 1,370.0 $21K 0.01% +825.0 +151.4% $15.33
Page 6 of 8  ·  153 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%