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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 7 of 8  ·  148 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 SPRO SPERO THERAPEUTICS ORD Healthcare 8,300.0 $18K 0.01% +3K +56.6% $2.17 -45.3%
122 QQQE DIREXION NASDAQ 100 EQL WGT INDX ETF 126.0 $15K 0.01% +40.0 +46.5% $119.05 +3.2%
123 ASTS CALL AST SPACEMOBILE CL A ORD Technology 158.0 $14K 0.01% +138.0 +690.0% $88.61 -24.0%
124 SLAB CALL SILICON LABORATORIES ORD (NMS) Technology 62.0 $13K 0.01% +48.0 +342.9% $209.68 +4.4%
125 XRPN ARMADA ACQUISITION II CL A ORD Financial Services 1,200.0 $12K 0.00% +210.0 +21.2% $10.00 +5.0%
126 IREN CALL IREN ORD Financial Services 258.0 $11K 0.00% +218.0 +545.0% $42.64 -0.6%
127 LIBERTY MEDIA FORMULA ONE SRS A ORD 130.0 $11K 0.00% +60.0 +85.7% $84.62
128 SOC SABLE OFFSHORE CL A ORD Energy 2,500.0 $7K 0.00% +2K +400.0% $2.80 +41.4%
129 CENTA CENTRAL GARDEN AND PET CL A ORD Consumer Defensive 170.0 $6K 0.00% +27.0 +18.9% $35.29 +8.8%
130 VKTX CALL VIKING THERAPEUTICS ORD Healthcare 164.0 $6K 0.00% +102.0 +164.5% $36.59 -9.1%
131 AVB AVALONBAY COMMUNITIES REIT ORD Real Estate 28.0 $5K 0.00% +14.0 +100.0% $178.57 +3.1%
132 IE CALL IVANHOE ELECTRIC INC Technology 500.0 $4K 0.00% +200.0 +66.7% $8.00 +25.1%
133 ONDS ONDAS ORD Technology 500.0 $4K 0.00% +480.0 +2400.0% $8.00 +11.0%
134 UEC URANIUM ENERGY ORD Energy 330.0 $3K 0.00% +10.0 +3.1% $9.09 +17.0%
135 VFF VILLAGE FARMS INTERNATIONAL ORD Consumer Defensive 1,500.0 $3K 0.00% +250.0 +20.0% $2.00 +28.0%
136 IRON HORSE ACQUISITION II UNT 330.0 $3K 0.00% +130.0 +65.0% $9.09
137 NN CALL NEXTNAV ORD Communication Services 164.0 $2K 0.00% +18.0 +12.3% $12.20 +57.4%
138 TLRY CALL TILRAY BRANDS ORD Healthcare 585.0 $2K 0.00% +15.0 +2.6% $3.42 +32.3%
139 SNDL ORD 1,500.0 $2K 0.00% +500.0 +50.0% $1.33
140 PSQ CALL PROSHARES SHORT QQQ ETF (PSE) 50.0 $1K +20.0 +66.7% $20.00 +28.6%
Page 7 of 8  ·  148 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%