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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 8 of 8  ·  153 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 VKTX CALL VIKING THERAPEUTICS ORD Healthcare 62.0 $2K 0.00% +21.0 +51.2% $32.26 -11.8%
142 COHEN CIRCLE ACQUISITION CORP II 200.0 $2K 0.00% +100.0 +100.0% $10.00
143 HCM III ACQUISITION UNT 200.0 $2K 0.00% +100.0 +100.0% $10.00
144 COLLPLANT BIOTECHNOLOGIES ORD 5,300.0 $2K 0.00% +50.0 +0.9% $0.38
145 ASTS CALL AST SPACEMOBILE CL A ORD Technology 20.0 $1K +5.0 +33.3% $50.00 +70.0%
146 HUN CALL HUNTSMAN ORD Basic Materials 150.0 $1K +123.0 +455.6% $6.67 +100.0%
147 UNL CALL UNITED STATES 12 MT NATURAL GAS ETF (PSE) Financial Services 200.0 $1K +24.0 +13.6% $5.00 +33.3%
148 LBTYK LIBERTY GLOBAL CL C ORD Communication Services 120.0 $1K +20.0 +20.0% $8.33 +42.0%
149 ASPN CALL ASPEN AEROGELS ORD (NYS) Industrials 200.0 +14.0 +7.5%
150 BHC BAUSCH HEALTH COMPANIES ORD Healthcare 130.0 +100.0 +333.3%
151 MOB MOBILICOM ORD Technology 190.0 +50.0 +35.7%
152 SBET SHARPLINK ORD Financial Services 35.0 +15.0 +75.0%
153 QURE CALL UNIQURE ORD Healthcare 30.0 +7.0 +30.4%
Page 8 of 8  ·  153 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%