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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 8 of 8  ·  148 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 TLRY TILRAY BRANDS ORD Healthcare 300.0 $1K +100.0 +50.0% $3.33 +34.4%
142 QURE CALL UNIQURE ORD Healthcare 35.0 $1K +5.0 +16.7% $28.57 +64.5%
143 BHC BAUSCH HEALTH COMPANIES ORD Healthcare 140.0 +10.0 +7.7%
144 CLF CALL CLEVELAND CLIFFS ORD (NYS) Basic Materials 1,800.0 +1K +300.0%
145 NG CALL NOVAGOLD RESOURCES ORD (ASE) Basic Materials 101.0 +1.0 +1.0%
146 SMG CALL SCOTTS MIRACLE GRO ORD Basic Materials 10.0 +5.0 +100.0%
147 AYTU BIOPHARMA ORD 110.0 +20.0 +22.2%
148 KOCHAV DEFENSE ACQUISITION UNT 75.0 +25.0 +50.0%
Page 8 of 8  ·  148 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%