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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 10 of 17  ·  326 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 APARTMENT INVST MGT CL A REIT ORD 4,000.0 $16K 0.01% NEW $4.00
182 CNTX CONTEXT THERAPEUTICS ORD Healthcare 6,000.0 $15K 0.01% NEW $2.50 -13.0%
183 LLY CALL ELI LILLY ORD Healthcare 17.0 $15K 0.01% NEW $882.35 +14.8%
184 NBB NUVEEN TAXABLE MUNICIPAL INCM NAV CF Financial Services 1,000.0 $15K 0.01% NEW $15.00 +3.7%
185 NOW SERVICENOW ORD Technology 150.0 $15K 0.01% NEW $100.00 +1.3%
186 ERC ALLSPRING MULTI SECTOR INCOME CF Financial Services 1,600.0 $14K 0.01% NEW $8.75 +0.9%
187 GTES GATES INDUSTRIAL ORD Industrials 663.0 $14K 0.01% NEW $21.12 +10.1%
188 MLYS MINERALYS THERAPEUTICS ORD Healthcare 500.0 $13K 0.01% NEW $26.00 +1.3%
189 CNTB CONNECT BIOPHARMA HOLDINGS ORD Healthcare 5,000.0 $13K 0.01% NEW $2.60 -10.2%
190 MYSEUM ORD 8,500.0 $13K 0.01% NEW $1.53
191 MQY BLACKROCK MUNIYLD QUALITY FUND CF Financial Services 1,100.0 $12K 0.01% NEW $10.91 +1.6%
192 NMAI NUVEEN MULTI ASSET INCOME CF Financial Services 1,000.0 $12K 0.01% NEW $12.00 +15.6%
193 NPFD NUVEEN VARIABLE RATE PREF INCM CF Financial Services 700.0 $12K 0.01% NEW $17.14 +8.6%
194 OFS CAPITAL 7 50 NTS 500.0 $12K 0.01% NEW $24.00
195 NRK NUVEEN NY AMT FREE QLT MNCPL INCM CF Financial Services 1,100.0 $11K 0.01% NEW $10.00 +2.9%
196 PDX PIMCO DYNAMIC INCOME STRATEGY CF Financial Services 500.0 $11K 0.01% NEW $22.00 -2.4%
197 EAD ALLSPRING INCOME OPPORTUNITIES CF Financial Services 1,800.0 $11K 0.01% NEW $6.11 +4.8%
198 YPF YPF SOCIEDAD ANONIM ADR REP 1 CL D O Energy 259.0 $11K 0.01% NEW $42.47 +11.9%
199 NWAX NEW AMERICA ACQUISITION I CL A ORD Financial Services 1,000.0 $10K 0.00% NEW $10.00 +1.0%
200 BGH BARINGS GLOBAL SHORT DURTN HY CF Financial Services 800.0 $10K 0.00% NEW $12.50 +11.0%
Page 10 of 17  ·  326 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%