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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 11 of 17  ·  326 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 CORZ CALL CORE SCIENTIFIC ORD Technology 672.0 $10K 0.00% NEW $14.88 +58.4%
202 NKX NUVEN CALIFOR AMT FREE QLT MNCPL CF Financial Services 900.0 $10K 0.00% NEW $11.11 +10.8%
203 CIG COMPANHIA ENERG ADR REPG ONE PRF Utilities 4,000.0 $9K 0.00% NEW $2.25 -1.8%
204 GNPX GENPREX ORD Healthcare 5,000.0 $9K 0.00% NEW $1.80 -56.2%
205 IPWR IDEAL POWER ORD Industrials 3,402.0 $9K 0.00% NEW $2.65 +127.9%
206 MCN XAI MADISON EQUITY PREMIUM INCOME CF Financial Services 1,600.0 $9K 0.00% NEW $5.62 +3.6%
207 JFR NUVEEN FLOATING RATE INCOME CF Financial Services 1,200.0 $9K 0.00% NEW $7.50 +0.3%
208 BLUE MOON METALS ORD 1,500.0 $9K 0.00% NEW $6.00
209 AMT CALL AMERICAN TOWER REIT Real Estate 50.0 $8K 0.00% NEW $160.00 +14.4%
210 ACLX CALL ARCELLX ORD Healthcare 72.0 $8K 0.00% NEW $111.11 +3.6%
211 COMP COMPASS CL A ORD Technology 1,100.0 $8K 0.00% NEW $7.27 +8.8%
212 DOW DOW ORD Basic Materials 200.0 $8K 0.00% NEW $40.00 -3.6%
213 NMCO NUVEEN MUNICIPAL CREDIT OPPORTUN CF Financial Services 800.0 $8K 0.00% NEW $10.00 +6.2%
214 PLTR PUT PALANTIR TECHNOLOGIES CL A ORD Technology 55.0 $8K 0.00% NEW $145.45 -7.1%
215 RH RH ORD Consumer Cyclical 62.0 $8K 0.00% NEW $129.03 -4.5%
216 NUVEEN CREDIT STRATEGIES INCOME CF 1,800.0 $8K 0.00% NEW $4.44
217 NUVEEN REAL ASSET INCOME AND GRO CF 700.0 $8K 0.00% NEW $11.43
218 BBCQ BLEICHROEDER ACQUISITN II CL A ORD Financial Services 700.0 $7K 0.00% NEW $10.00 +2.9%
219 BRIACELL THERAPEUTICS CORP 7,500.0 $7K 0.00% NEW $0.93
220 NUVEEN PNSYLVANIA QLTY MNCPL INCM CF 600.0 $7K 0.00% NEW $11.67
Page 11 of 17  ·  326 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%