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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 16 of 17  ·  326 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
301 JMM NUVEEN MULTI MARKET INCOME CF Financial Services 50.0 NEW
302 SMR CALL NUSCALE POWER CL A ORD (NYS) Utilities 15.0 NEW
303 PSQH PSQ HOLDINGS CL A ORD Technology 500.0 NEW
304 PAYO CALL PAYONEER GLOBAL ORD (NMS) Technology 52.0 NEW
305 ZSL CALL PROSHARES ULTRASHORT SILVER ETF (PSE) Financial Services 5.0 NEW
306 PSQ CALL PROSHARES SHORT QQQ ETF (PSE) 30.0 NEW
307 TARA CALL PROTARA THERAPEUTICS ORD (NMS) Healthcare 150.0 NEW
308 RKT CALL ROCKET COMPANIES CL A ORD Financial Services 53.0 NEW
309 SOUN CALL SOUNDHOUND AI CL A ORD (NMS) Technology 10.0 NEW
310 SLI CALL STANDARD LITHIUM ORD (ASE) Basic Materials 250.0 NEW
311 SMCI CALL SUPER MICRO COMPUTER ORD Technology 7.0 NEW
312 TEVA TEVA PHARMA IND ADR REP 1 ORD Healthcare 10.0 NEW
313 TVGN TEVOGEN BIO HOLDINGS ORD Healthcare 30.0 NEW
314 ARBE CALL ARBE ROBOTICS ORD Technology 52.0 NEW
315 PUT ANNALY CAPITAL MANAGEMENT REIT ORD 15.0 NEW
316 BAYVIEW ACQUISITION RTS 1,100.0 NEW
317 CYABRA ORD 150.0 NEW
318 EAGLE NUCLEAR ENERGY CORP 90.0 NEW
319 CALL GAMESTOP CL A ORD 5.0 NEW
320 INCEPTION GROWTH ACQUISITION RTS 1,300.0 NEW
Page 16 of 17  ·  326 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%