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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 4 of 17  ·  326 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 IDR IDAHO STRATEGIC RESOURCES INC Basic Materials 6,425.0 $206K 0.09% NEW $32.06 +14.4%
62 IAU ISHARES GOLD ETF Financial Services 2,300.0 $202K 0.09% NEW $87.83 -4.0%
63 CEPS CANTOR EQUITY PARTNERS VI CL A ORD Financial Services 19,699.0 $199K 0.09% NEW $10.10 +0.9%
64 RWM PROSHARES SHORT RUSSELL 2000 ETF 12,100.0 $196K 0.09% NEW $16.20 -8.6%
65 GEV GE VERNOVA ORD Utilities 222.0 $193K 0.08% NEW $869.37 +16.4%
66 HPE HEWLETT PACKARD ENTERPRISE ORD Technology 7,740.0 $184K 0.08% NEW $23.77 +38.8%
67 IGV ISHARES EXPANDED TECH STW SCTR ETF 2,300.0 $184K 0.08% NEW $80.00 +14.9%
68 INFQ INFLEQTION ORD Technology 18,580.0 $182K 0.08% NEW $9.80 +16.1%
69 SIEMENS ADR (PNK) 1,500.0 $182K 0.08% NEW $121.33
70 TRT TRIO TECH INTERNATIONAL ORD Technology 31,640.0 $182K 0.08% NEW $5.75 +136.8%
71 AMAT APPLIED MATERIAL ORD Technology 517.0 $176K 0.08% NEW $340.43 +19.5%
72 MAGS ROUNDHILL MGFCNT 3,000.0 $173K 0.08% NEW $57.67 +18.8%
73 AXTI AXT ORD Technology 3,000.0 $170K 0.07% NEW $56.67 +99.2%
74 SKM SK TELECOM ADR REPRESENT 5 9TH ORD Communication Services 5,500.0 $161K 0.07% NEW $29.27 +26.4%
75 VELO3D ORD 16,560.0 $155K 0.07% NEW $9.36
76 TALK TALKSPACE ORD Healthcare 30,000.0 $155K 0.07% NEW $5.17 +0.6%
77 INFINITE EAGLE ACQUISITION UNT 15,000.0 $152K 0.07% NEW $10.13
78 OMC OMNICOM GROUP ORD Communication Services 2,000.0 $150K 0.07% NEW $75.00 -2.5%
79 CECO CECO ENVIRONMENTAL ORD Industrials 2,500.0 $148K 0.07% NEW $59.20 +32.3%
80 MESH MESHFLOW ACQUISITION CL A ORD Financial Services 14,200.0 $140K 0.06% NEW $9.86 +1.3%
Page 4 of 17  ·  326 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%