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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $354M AUM 992 positions Filed Jan 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 991 New
Page 43 of 50  ·  991 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
841 PSKY PARAMOUNT SKYDANCE CL B ORD Communication Services 100.0 $1K NEW $10.00 -1.8%
842 PCQ PIMCO CALIFORNIA MUNICIPAL INCOME CF Financial Services 200.0 $1K NEW $5.00 +72.2%
843 PNI PIMCO NEW YORK MUNICI INCOME II CF Financial Services 200.0 $1K NEW $5.00 +38.2%
844 BITO PROSHARES BITCOIN ETF 130.0 $1K NEW $7.69 +36.2%
845 BITO CALL PROSHARES BITCOIN ETF 141.0 $1K NEW $7.09 +47.8%
846 TQQQ PUT PROSHARES ULTRAPRO QQQ ETF 25.0 $1K NEW $40.00 +82.3%
847 RPD RAPID7 ORD Technology 70.0 $1K NEW $14.29 -52.9%
848 RCAT CALL RED CAT HOLDINGS ORD Technology 207.0 $1K NEW $4.83 +84.9%
849 RDW CALL REDWIRE ORD (NYS) Industrials 224.0 $1K NEW $4.46 +212.7%
850 RR CALL RICHTECH ROBOTICS CL B ORD Industrials 310.0 $1K NEW $3.23 -21.6%
851 SGMT CALL SAGIMET BIOSCIENCES SRS A ORD Healthcare 290.0 $1K NEW $3.45 +89.7%
852 SMG CALL SCOTTS MIRACLE GRO ORD (NYS) Basic Materials 19.0 $1K NEW $52.63 +9.3%
853 TLRY TILRAY BRANDS ORD Healthcare 200.0 $1K NEW $5.00 +3.6%
854 TPYP TORTOISE NORTH AMERICAN PIPELINE ETF 50.0 $1K NEW $20.00 +121.9%
855 UNL CALL UNITED STATES 12 MT NATURAL GAS ETF (PSE) Financial Services 176.0 $1K NEW $5.68 +17.7%
856 VLO PUT VALERO ENERGY ORD Energy 7.0 $1K NEW $142.86 +81.0%
857 VKTX CALL VIKING THERAPEUTICS ORD Healthcare 41.0 $1K NEW $24.39 +17.6%
858 GTM CALL ZOOMINFO TECHNOLOGIES ORD Technology 169.0 $1K NEW $5.92 -33.8%
859 ACGL ARCH CAPITAL GROUP ORD Financial Services 20.0 $1K NEW $50.00 +92.8%
860 CGCT CARTESIAN GROWTH III CL A ORD Financial Services 100.0 $1K NEW $10.00 +4.2%
Page 43 of 50  ·  991 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 24.0%
Financial Services 23.3%
Healthcare 14.0%
Industrials 10.0%
Consumer Cyclical 7.5%
Consumer Defensive 6.2%
Basic Materials 5.1%
Communication Services 4.7%
Energy 2.7%
Real Estate 1.8%