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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $354M AUM 992 positions Filed Jan 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 991 New
Page 45 of 50  ·  991 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
881 KOCHAV DEFENSE ACQUISITION UNT 120.0 $1K NEW $8.33
882 PYROPHYTE ACQUISITION II UNT 171.0 $1K NEW $5.85
883 RENATUS TACTICAL ACQUISITION I UNT 101.0 $1K NEW $9.90
884 CALL SEALSQ ORD (NMS) 506.0 $1K NEW $1.98
885 ATYR PUT ATYR PHARMA ORD Healthcare 48.0 NEW
886 AREC CALL AMERICAN RESOURCES CL A ORD (NMS) Energy 20.0 NEW
887 ASPN CALL ASPEN AEROGELS ORD (NYS) Industrials 186.0 NEW
888 BANC BANC OF CALIFORNIA ORD Financial Services 50.0 NEW
889 BHC BAUSCH HEALTH COMPANIES ORD Healthcare 30.0 NEW
890 BMEA CALL BIOMEA FUSION ORD (NMS) Healthcare 12.0 NEW
891 BCTX BRIACELL THERAPEUTICS ORD Healthcare 10.0 NEW
892 BFLY CALL BUTTERFLY NETWORK CL A ORD Healthcare 200.0 NEW
893 CVGW CALAVO GROWERS ORD Consumer Defensive 10.0 NEW
894 CYH COMMUNITY HEALTH SYSTEMS ORD Healthcare 150.0 NEW
895 CRON CALL CRONOS GROUP ORD Healthcare 70.0 NEW
896 CRWS CROWN CRAFTS ORD Consumer Cyclical 100.0 NEW
897 ORBS EIGHTCO HOLDINGS ORD Technology 1.0 NEW
898 HELP CYBIN ORD Healthcare 100.0 NEW
899 CYTK CALL CYTOKINETICS ORD Healthcare 3.0 NEW
900 DELL PUT DELL TECHNOLOGIES CL C ORD Technology 5.0 NEW
Page 45 of 50  ·  991 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 24.0%
Financial Services 23.3%
Healthcare 14.0%
Industrials 10.0%
Consumer Cyclical 7.5%
Consumer Defensive 6.2%
Basic Materials 5.1%
Communication Services 4.7%
Energy 2.7%
Real Estate 1.8%