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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $354M AUM 992 positions Filed Jan 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 991 New
Page 48 of 50  ·  991 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
941 BRW SABA CAPITAL INCOME OPPORTUNITIES CF Financial Services 100.0 NEW
942 SBET SHARPLINK GAMING ORD Financial Services 20.0 NEW
943 TMC CALL TMC THE METALS COMPANY ORD Basic Materials 69.0 NEW
944 TH CALL TARGET HOSPITALITY ORD Industrials 20.0 NEW
945 WULF CALL TERAWULF ORD Financial Services 40.0 NEW
946 IMSR CALL TERRESTRIAL ENERGY ORD Energy 50.0 NEW
947 MMM CALL 3M ORD (NYS) Industrials 4.0 NEW
948 XXI PUT TWENTY ONE CAPITAL CL A ORD Financial Services 20.0 NEW
949 UMC CALL UNITED MICR ELCTRNS ADR REP 5 ORD (NYS) Technology 21.0 NEW
950 VIAV VIAVI SOLUTIONS ORD Technology 10.0 NEW
951 WHG WESTWOOD HOLDINGS GROUP ORD Financial Services 50.0 NEW
952 XYL CALL XYLEM ORD (NYS) Industrials 4.0 NEW
953 BTDR CALL BITDEER TECHNOLOGIES CL A ORD Technology 45.0 NEW
954 CPRI CALL CAPRI HOLDINGS ORD Consumer Cyclical 34.0 NEW
955 CPRI PUT CAPRI HOLDINGS ORD Consumer Cyclical 15.0 NEW
956 MANU CALL MANCHESTER UNITED CL A ORD (NYS) Communication Services 1.0 NEW
957 MGTX CALL MEIRAGTX HOLDINGS ORD (NMS) Healthcare 69.0 NEW
958 INVZ CALL INNOVIZ TECHNOLOGIES ORD (NMS) Consumer Cyclical 812.0 NEW
959 QURE CALL UNIQURE ORD Healthcare 23.0 NEW
960 MAXN CALL MAXEON SOLAR TECHNOLOGIES ORD (NMS) Energy 100.0 NEW
Page 48 of 50  ·  991 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 24.0%
Financial Services 23.3%
Healthcare 14.0%
Industrials 10.0%
Consumer Cyclical 7.5%
Consumer Defensive 6.2%
Basic Materials 5.1%
Communication Services 4.7%
Energy 2.7%
Real Estate 1.8%