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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 5 of 17  ·  326 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 BKSY BLACKSKY TECHNOLOGY CL A ORD Technology 5,175.0 $130K 0.06% NEW $25.12 +63.4%
82 APP APPLOVIN CL A ORD Technology 323.0 $128K 0.06% NEW $396.28 +22.4%
83 RVMD REVOLUTION MEDICINES ORD Healthcare 1,310.0 $127K 0.06% NEW $96.95 +46.8%
84 SFL SFL ORD Industrials 11,500.0 $124K 0.05% NEW $10.78 +15.6%
85 PALL ABRDN PHYSICAL PALLADIUM SHARES ETF Financial Services 900.0 $121K 0.05% NEW $134.44 -81.4%
86 COHR COHERENT ORD Technology 509.0 $121K 0.05% NEW $237.72 +51.3%
87 CRWV COREWEAVE CL A ORD Technology 1,500.0 $116K 0.05% NEW $77.33 +29.8%
88 SNDA SONIDA SENIOR LIVING ORD Healthcare 3,500.0 $112K 0.05% NEW $32.00 +12.7%
89 CMPS COMPASS PATHWAYS ADR Healthcare 20,000.0 $110K 0.05% NEW $5.50 +85.8%
90 TOKYO ELECTRON ADR (PNK) 874.0 $106K 0.05% NEW $121.28
91 NVS NOVARTIS ADR REPSG 1 ORD Healthcare 700.0 $106K 0.05% NEW $151.43 -1.2%
92 PRGS PROGRESS SOFTWARE ORD Technology 4,137.0 $106K 0.05% NEW $25.62 +14.8%
93 IMRX IMMUNEERING CL A ORD Healthcare 20,000.0 $105K 0.05% NEW $5.25 -6.5%
94 CRH CRH PUBLIC LIMITED ORD Basic Materials 1,000.0 $105K 0.05% NEW $105.00 -4.5%
95 PCT PURECYCLE TECHNOLOGIES ORD Industrials 20,000.0 $103K 0.04% NEW $5.15 +139.8%
96 QQQX NUVEEN NASDAQ 100 DYNAMIC OVRWRT CF Financial Services 3,800.0 $101K 0.04% NEW $26.58 +12.3%
97 FIGR FIGURE TECHNOLOGY SOLUTIONS CL A ORD Financial Services 3,000.0 $101K 0.04% NEW $33.67 +11.6%
98 SAIL SAILPOINT ORD Technology 7,500.0 $99K 0.04% NEW $13.20 +12.0%
99 VRME VERIFYME ORD Industrials 121,056.0 $98K 0.04% NEW $0.81 -11.1%
100 PROP PRAIRIE OPERATING ORD Financial Services 47,500.0 $96K 0.04% NEW $2.02 -57.4%
Page 5 of 17  ·  326 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%