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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $354M AUM 992 positions Filed Jan 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 991 New
Page 50 of 50  ·  991 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
981 CALL SNDL ORD 15.0 NEW
982 CALL SOLENO THERAPEUTICS ORD 10.0 NEW
983 TEVOGEN BIO HOLDINGS ORD 1,500.0 NEW
984 CALL TRUECAR ORD (NMS) 20.0 NEW
985 UWM HOLDINGS EQY WARANT 1,800.0 NEW
986 CALL AMER SPORTS ORD (NYS) 8.0 NEW
987 INFLECTION POINT ACQUISITION IV RTS 200.0 NEW
988 CALL CRITICAL METALS ORD 70.0 NEW
989 SILICON VALLEY ACQUISITION UNT 100.0 NEW
990 SILVERBOX IV CL A ORD 87.0 NEW
991 CALL WEBULL CL A ORD 10.0 NEW
Page 50 of 50  ·  991 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 24.0%
Financial Services 23.3%
Healthcare 14.0%
Industrials 10.0%
Consumer Cyclical 7.5%
Consumer Defensive 6.2%
Basic Materials 5.1%
Communication Services 4.7%
Energy 2.7%
Real Estate 1.8%