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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 6 of 17  ·  326 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 PROP PRAIRIE OPERATING ORD Financial Services 47,500.0 $96K 0.04% NEW $2.02 -56.7%
102 TLYS TILLY'S CL A ORD Consumer Cyclical 23,165.0 $93K 0.04% NEW $4.01 +8.1%
103 NIOCORP DEVELOPMENTS ORD 20,000.0 $89K 0.04% NEW $4.45
104 BANX ARROWMARK FINANCIAL ORD Financial Services 4,700.0 $89K 0.04% NEW $18.94 +4.5%
105 INSTIL BIO ORD 10,000.0 $82K 0.04% NEW $8.20
106 TTMI TTM TECHNOLOGIES ORD Technology 828.0 $80K 0.04% NEW $96.62 +64.4%
107 WHIRLPOOL DS REP 1 20TH SER A PRF 1,950.0 $79K 0.04% NEW $40.51
108 CITR CITROTECH ORD Financial Services 9,234.0 $79K 0.04% NEW $8.56 -25.2%
109 IIPR INNOVATIVE INDUSTRIAL PPTY ORD Real Estate 1,500.0 $75K 0.03% NEW $50.00 +9.2%
110 WSO WATSCO ORD Industrials 200.0 $72K 0.03% NEW $360.00 +8.8%
111 MNRO MONRO ORD Consumer Cyclical 4,500.0 $72K 0.03% NEW $16.00 -1.6%
112 SHAZ SHARONAI HOLDINGS CL A ORD Technology 3,000.0 $68K 0.03% NEW $22.67 +153.7%
113 AU ANGLOGOLD ORD Basic Materials 695.0 $67K 0.03% NEW $96.40 -7.3%
114 LSCC LATTICE SEMICONDUCTOR ORD Technology 724.0 $67K 0.03% NEW $92.54 +33.1%
115 ARQIT QUANTUM ORD 5,000.0 $66K 0.03% NEW $13.20
116 PDD PDD HOLDINGS ADS Consumer Cyclical 600.0 $61K 0.03% NEW $101.67 -6.6%
117 NATIONAL STRG AFLTS 6 000 SRS B PRF 1,523.0 $60K 0.03% NEW $39.40
118 FSLY FASTLY CL A ORD Technology 2,000.0 $58K 0.03% NEW $29.00 -42.4%
119 DBA INVSC DB AGRICULTURE ETF Financial Services 2,100.0 $57K 0.03% NEW $27.14 +4.2%
120 ATON ALPHATON CAPITAL ORD Financial Services 178,711.0 $56K 0.02% NEW $0.31 +13.1%
Page 6 of 17  ·  326 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%