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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $354M AUM 992 positions Filed Jan 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 991 New
Page 7 of 50  ·  991 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 CCIX CHURCHILL CAPITAL IX ORD Financial Services 56,940.0 $605K 0.17% NEW $10.63 +1.4%
122 FEDERAL NATNL MORT NON CUM SRS Q PRF 45,071.0 $597K 0.17% NEW $13.25
123 YIELDMAX MSTR OPT INCM STRTGY ETF 19,980.0 $591K 0.17% NEW $29.58
124 ALB ALBEMARLE ORD Basic Materials 4,150.0 $586K 0.17% NEW $141.20 +20.3%
125 RCL ROYAL CARIBBEAN GROUP ORD Consumer Cyclical 2,100.0 $585K 0.17% NEW $278.57 -10.8%
126 RBLX ROBLOX CL A ORD Technology 7,186.0 $582K 0.16% NEW $80.99 -45.2%
127 LIFE360 ORD 9,000.0 $577K 0.16% NEW $64.11
128 GILD GILEAD SCIENCES ORD Healthcare 4,700.0 $576K 0.16% NEW $122.55 +7.2%
129 FR FIRST INDUSTRIAL REALTY TRUST ORD Real Estate 10,000.0 $572K 0.16% NEW $57.20 +8.0%
130 SA SEABRIDGE GOLD ORD Basic Materials 19,209.0 $568K 0.16% NEW $29.57 -6.3%
131 KNOP KNOT OFFSHORE PARTNERS COM UNT Industrials 53,968.0 $558K 0.16% NEW $10.34 +9.8%
132 FISV FISERV ORD Technology 8,303.0 $557K 0.16% NEW $67.08 -16.6%
133 COMERICA ORD 6,400.0 $556K 0.16% NEW $86.88
134 LITHIUM ARGENTINA AG ORD 99,158.0 $553K 0.16% NEW $5.58
135 WEAV WEAVE COMMUNICATIONS ORD Technology 72,582.0 $550K 0.15% NEW $7.58 -24.4%
136 IMSR TERRESTRIAL ENERGY ORD Energy 90,000.0 $549K 0.15% NEW $6.10 +3.6%
137 BMNR BITMINE IMMERSION TECHNOLOGIES ORD Financial Services 20,001.0 $543K 0.15% NEW $27.15 -30.4%
138 ELV ELEVANCE HEALTH ORD Healthcare 1,500.0 $525K 0.15% NEW $350.00 +15.4%
139 SPRING VALEY ACQUISTION III CL A ORD 51,053.0 $518K 0.15% NEW $10.15
140 MU MICRON TECHNOLOGY ORD Technology 1,794.0 $512K 0.14% NEW $285.40 +150.5%
Page 7 of 50  ·  991 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 24.0%
Financial Services 23.3%
Healthcare 14.0%
Industrials 10.0%
Consumer Cyclical 7.5%
Consumer Defensive 6.2%
Basic Materials 5.1%
Communication Services 4.7%
Energy 2.7%
Real Estate 1.8%