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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 7 of 17  ·  326 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 KKR CALL KKR AND CO ORD (NYS) Financial Services 600.0 $55K 0.02% NEW $91.67 +1.6%
122 M3 BRIGADE ACQUISITION VI UNT 5,289.0 $53K 0.02% NEW $10.02
123 TSEM TOWER SEMICONDUCTOR ORD Technology 300.0 $52K 0.02% NEW $173.33 +45.8%
124 NEA NUVEEN AMT FREE QLTY MNCPL INCM CF Financial Services 4,400.0 $49K 0.02% NEW $11.14 -0.1%
125 OKLO OKLO CL A ORD Utilities 1,000.0 $49K 0.02% NEW $49.00 +13.4%
126 STVN STEVANATO GROUP ORD Healthcare 3,500.0 $48K 0.02% NEW $13.71 +29.2%
127 PSLV SPROTT PHYSICAL SILVER ETV Financial Services 2,000.0 $48K 0.02% NEW $24.00 +0.7%
128 BKFLD INFR CL A LT PR SRS 13 PRF UNT 3,000.0 $48K 0.02% NEW $16.00
129 NVG NUVEEN AMT FREE MNCPL CRDT INCM CF Financial Services 3,800.0 $46K 0.02% NEW $12.11 +0.4%
130 TE T1 ENERGY ORD Industrials 10,350.0 $45K 0.02% NEW $4.35 +54.6%
131 JSC HALYK BANK GDR 1,456.0 $45K 0.02% NEW $30.91
132 JCE NUVEEN CORE EQUITY ALPHA CF Financial Services 3,000.0 $44K 0.02% NEW $14.67 +10.1%
133 TEAM ATLASSIAN CL A ORD Technology 650.0 $44K 0.02% NEW $67.69 +27.2%
134 VIR VIR BIOTECHNOLOGY ORD Healthcare 5,000.0 $44K 0.02% NEW $8.80 -0.5%
135 VCX FUNDRISE INNOVATION FD COM SHS CF Financial Services 330.0 $43K 0.02% NEW $130.30 +76.5%
136 RDW REDWIRE ORD Industrials 5,000.0 $42K 0.02% NEW $8.40 +69.4%
137 STANDARDAERO ORD 1,633.0 $42K 0.02% NEW $25.72
138 SAP SAP ADR REP 1 ORD Technology 250.0 $42K 0.02% NEW $168.00 +6.8%
139 SBLK STAR BULK CARRIERS ORD Industrials 1,800.0 $41K 0.02% NEW $22.78 +15.9%
140 RYN RAYONIER REIT ORD Real Estate 2,000.0 $41K 0.02% NEW $20.50 -2.4%
Page 7 of 17  ·  326 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%